RICHARD HOLMES
Falling Upwards
How We Took to the Air

Copyright

William Collins

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This eBook first published in Great Britain by William Collins in 2013

Copyright © Richard Holmes 2013

Richard Holmes asserts the moral right to be identified as the author of this work.

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Source ISBN: 9780007476510

Ebook Edition © April 2013 ISBN: 9780007467259

Version: 2019-10-24

To Eleanor Tremain and John Lightbody

with love and balloons

Contents

Title Page

Copyright

Dedication

Voices Overhead

1. The Falling Dream

2. Fiery Prospects

3. Airy Kingdoms

4. Angel’s Eye

5. Wild West Wind

6. Spies in the Sky

7. Gigantic Voyages

8. Vertical Explorations

9. Mariners of the Upper Atmosphere

10. Paris Airborne

11. Extreme Balloons

Epilogue

Classic Balloon Accounts

Illustrations

Picture Section

Footnotes

References

Bibliography

Index

Acknowledgements

By the same author

About the Publisher

Voices Overhead

‘A Cloud in a paper bag’

JOSEPH MONTGOLFIER, 1782

‘Someone asked me – what’s the use of a balloon?

I replied – what’s the use of a new-born baby’

BENJAMIN FRANKLIN, 1783

‘Practical flying we may leave to our rivals the French.

Theoretical flying we may claim for ourselves’

SIR JOSEPH BANKS, 1784

‘I would make it death for a man to be convicted of flying, the moment he could be caught’

WILLIAM COWPER, 1794

‘O Thou who plumed with strong desire

Would float above the Earth – beware!

A shadow tracks thy flight of fire –

Night is coming!’

P.B. SHELLEY, 1818

‘There’s something in a flying horse,

There’s something in a huge balloon’

WILLIAM WORDSWORTH, 1819

‘No man can have a just estimation of the insignificance of his species, unless he has been up in an air-balloon’

BENJAMIN ROBERT HAYDON, 1825

‘Your balloon voyage so occupied my mind that I dreamt of it!’

J.M.W. TURNER, 1836

‘Beautiful invention, mounting heavenward – so beautifully, so unguidably! Emblem of our Age, of Hope itself’

THOMAS CARLYLE, 1837

‘How should I manage all my business if I were obliged to marry – I never should know French, or go to America, or go up in a Balloon’

CHARLES DARWIN, 1838

‘To look down upon the whole of London as the birds of the air look down upon it, and see it dwindled into a mere rubbish heap’

HENRY MAYHEW, 1852

‘Chance people on the bridges peering over the parapets, into a nether sky of fog, with fog all round them as if they were up in a balloon and hanging in misty clouds’

CHARLES DICKENS, 1852

‘The basket was about two feet high, four feet long … to me it seemed fragile indeed … the gaps in the wicker work in the sides and the bottom seemed immense and the further we receded from the earth, the larger they seemed to become’

GEORGE ARMSTRONG CUSTER, 1862

‘Poetry has described some famous descents into the subterranean world … But we have just had an ascent such as the world has never heard of or dreamed of’

THE TIMES, 1863

‘Next to the climbers of the Alpine Club, in order of utter uselessness are the people who go up in balloons, and who come down to tell us of the temperature, the air-currents, the shape of the clouds, and amount of atmospheric pressure in a region where nobody wants to go, nor has the slightest interest to hear about’

BLACKWOOD’S MAGAZINE, October 1864

‘Dear Nadar, I must beg you to renounce these terrible balloon-antics!’

GEORGE SAND, 1865

‘I am an Ancient Mariner of the Upper Atmosphere’

CHARLES GREEN, 1868

‘Paris is surrounded, blockaded, blotted out from the rest of the world! – and yet by means of a simple balloon, a mere bubble of air, Paris is back in communication with the rest of the world!’

VICTOR HUGO, 1870

‘It has already done for us that which no other power ever accomplished: it has gratified the desire natural to us all to view the earth in a new aspect’

JAMES GLAISHER, 1872

‘The spectacle was over by the time we gained the top of the hill. All the gold had withered out of the sky, and the balloon had disappeared’

ROBERT LOUIS STEVENSON, 1878

‘Is it not a little strange to be floating here above the Polar Sea?

To be the first that have floated here in a balloon! How soon, I wonder, shall we have successors? Shall we be thought mad or will our example be followed?’

SALOMON ANDRÉE, 1897

‘Between my boots and the now distant earth there was nothing.

I wriggled my feet and laughed. I was walking on air …

I really was walking on air!’

DOLLY SHEPHERD, 1904

‘To be alone in a balloon at a height of fourteen or fifteen thousand feet is like nothing else in human experience. It is one of the supreme things possible to man. No flying machine can ever better it.

It is to pass extraordinarily out of human things’

H.G. WELLS, 1908

‘The miracle is not to fly in the air, or to walk on the water, but to walk on the earth’

CHINESE PROVERB

1
The Falling Dream
1

My own falling dream began at a village fête in Norfolk. I was four years old. My uncle, a tall and usually silent RAF pilot, had bought a red party balloon from a charity stall, and tied it to the top button of my aertex shirt. This was my first balloon, and it seemed to have a mind of its own. It was inflated with helium, which is a gas fourteen times lighter than air, though I did not understand this at the time. It pulled mysteriously and insistently at my button. ‘Maybe you will fly,’ my uncle remarked. He led me up a grassy bank so we could look over the whole fête. Below me stretched the little tents, the stalls, the show ring with its bales of straw and small dancing horses. Above me bobbed the big red balloon, gleaming and beautiful, blotting out the sun. It bounced off the top of my head, making a strange springy sound, full of distance. It tugged me impatiently towards the sky, and I began to feel unsteady on my feet. I felt that I was falling – upwards. Then my uncle let go of my hand, and my dream began.

2

Throughout history, dreamlike stories and romantic adventures have always attached themselves to balloons. Some are factual, some are pure fantasy, many (the most interesting) are a provoking mixture of the two. But some kind of narrative basket always seems to come tantalisingly suspended beneath them. Show me a balloon and I’ll show you a story; quite often a tall one. And very frequently it is a story of courage in the face of imminent catastrophe.

What’s more, all balloon flights are naturally three-act dramas. The First Act is the launch: the human drama of plans, hopes, expectations. The Second Act is the flight itself: the realities, the visions, the possible discoveries. The Final Act is the landing, the least predictable, most perilous part of any ascent, which may bring triumph or disaster or (quite often) farce. The ultimate nature of any particular balloon ascent – a pastoral, a tragedy, a comedy, a melodrama, even a sitcom – is never clear until the balloon is safely back on earth. Sometimes it is not clear even then.

Even the well-known fable of the Cretan engineer Daedalus and his young son Icarus, so often retold as the Genesis myth of flying, is curiously ambiguous in its outcome. It appears originally in Book VIII of Ovid’s long poem Metamorphoses, ‘The Transformations’, completed two thousand years ago, around 8 AD. Having constructed wings for both of them, Daedalus and son launch into the empyrean together, but famously the impetuous Icarus flies too high; the wax joints of his feathered wings melt ‘in the scorching heat of the sun’, and he tumbles down into the sea. Yet this primal legend of flight is more complex than it might appear.

It is often forgotten that in the same Book VIII of Ovid’s poem, Daedalus also has a twelve-year-old nephew (the son of his sister) called Perdix. Perdix is a brilliant and precocious child inventor, loved by all in Crete. But Daedalus, in a crazed fit of grief and jealousy after the death of Icarus, hurls Perdix ‘headlong down from the sacred hill of Minerva’. Yet unlike Icarus, Perdix does not crash to earth and die. Instead, he takes to the air and flies with divine aid: ‘Pallas Athene, the goddess who fosters all talent in art and craft, caught him and turned him, still in mid-air, to a fluttering bird and covered his body with feathers, so the strength of his quick intelligence sprang into his wings and feet.’ He becomes Perdix, the partridge (perdrix in French), a child who has indeed learned to fly successfully – although unlike Icarus he always remains close to the ground, ‘and does not build his nest in mountain crags’.¹

What may happen while actually aloft is equally mysterious. Balloons have always given a remarkable bird’s-eye or angel’s-eye view of the world. They are unusual instruments of contemplation, and even speculation. They provide unexpected visions of the earth beneath. To the earliest aeronauts they displayed great natural features like rivers, mountains, forests, lakes, waterfalls, and even polar regions, in an utterly new light. But they also showed human features: the growth of the new industrial cities, the speed and violence of modern warfare, or the expansion of imperial exploration.

Long before the arrival of the aeroplane in the twentieth century, balloons gave the first physical glimpse of a planetary overview. Balloons contributed to the sciences and the arts that first suggested that we are all guests aboard a unified, living world. The nature of the upper air, the forecasting of weather, the evolutions of geology, the development of international communications, the power of propaganda, the creations of science fiction, even the development of extra-terrestrial travel itself, are an integral part of balloon history.

But there are also stranger, existential elements, far less easy to define. The mental release, the physical heart-lift, the calm perilous delight of ballooning – an early aeronaut described it as ‘hilarity’ – is an absolute revelation, but one not easily or convincingly described. I have tried to capture its spirit indirectly, by tying together this cluster of true balloon stories and colourful tales, from the vast ‘history and lore of aerostation’, in the hope that they will bear us aloft for a little while.

While airborne, they may also provide a new perspective. The vulnerable globe of balloon fabric is itself symbolically related to the vulnerable globe of the whole earth. There is some haunting analogy between the silken skin of a balloon, the thin ‘onion skin’ of safety, and the thin atmospheric skin of our whole, beautiful planet as it floats in space. This thin breathable layer of air is not much more than seven miles thick – as balloonists were the first to discover. In every way, balloons make you catch your breath.

3

Falling upwards by helium party balloon may sound unlikely. But on Sunday, 20 April 2008 a forty-one-year-old Catholic priest, Father Adelir Antonio de Carli, made a heroic ascent using a very similar method. Father de Carli was known locally as Padre Baloneiro – ‘The Balloon Priest’ – and he flew for charity. He took off from the port city of Paranaguá, in Brazil, strapped into a buoyancy chair suspended beneath a thousand small multicoloured helium balloons. They were grouped into five vivid clusters of pink, green, red, white and yellow. His aim was to raise money for a truckers’ rest stop and spiritual centre. He was known for his human rights campaigns, and that January had made a successful four-hour charity ascent suspended beneath six hundred helium party balloons.

On this second flight, armed with a thermal flying suit, GPS system and satellite phone, he rose successfully to some nineteen thousand feet, near to the edge of the sustainable atmosphere, where the sky becomes dark blue, and human breath forms glittering ice crystals in the ever-thinning air. Here, close to heaven, he cheerfully reported back by phone to his flight control. He also gave a phone interview to the Brazilian TV channel Globo, in which he said he was ‘fine, but very cold’, and was having trouble operating his GPS device. But he was also being carried out to sea, and was now thirty miles off the coast. At 8.45 that Sunday evening, he lost contact with the coastguards. An air-sea rescue search was mounted early the following Monday morning, but without success. A surviving cluster of fifty balloons was found floating in the sea late on Tuesday, but without Padre Baloneiro attached. The Brazilian naval search was called off on 29 April. But his parishioners continued to believe in his miraculous survival, and prayed daily for him.

Three months later, on 4 July 2008, an oil-rig support vessel found the remains of his body (lower torso and legs only) floating about sixty miles off the Brazilian coast, still attached to his buoyancy chair. It seems that part of the helium balloon rig must have separated or failed in some way during the first twenty-four hours of his flight. Possibly some of the balloons began bursting at high altitude, but this of course would have automatically reduced his lift, much as planned, and brought him back comparatively gently to earth. Except that now there was no earth beneath him. It seems that Padre Baloneiro must have spent some time meditating in the sea. Finally, he was probably eaten by sharks. But he was a brave man, a daring balloonist, and possibly even a saint.fn1

4

The dash and eccentricity of so many of those who have flown balloons since the first Montgolfiers of 1783 is strangely mesmerising. I find it difficult not to admire such figures as Sophie Blanchard, Charles Green, Félix Nadar, James Glaisher, Thaddeus Lowe, Gaston Tissandier or Salomon Andrée. Indeed, I find it difficult not to fall for them. The word ‘intrepid’ is automatically used of balloonists; but almost always thoughtlessly. In my experience, balloonists come in every shape and personality type: meticulous, cautious, reckless, obsessive, sportive, saturnine, or devil-may-care. Equally they seem to have every kind of motivation: professional, commercial, scientific, philanthropic, escapist, aesthetic, or just plain publicity-seeking.

But the one thing they never quite seem to be is down-to-earth. All of them seem to have one enigmatic thing in common, besides physical courage and a head for heights. This is a romantic dream of flying, a strange – an almost unnatural – longing to be airborne. There is something both exotic and magnetic about such people. A biographer is drawn to their enigma.

The balloons themselves are mysterious, paradoxical objects. They are both beautiful and ephemeral. They are a mixture of power and fragility in constant flux. They offer a provoking combination of tranquillity and peril; of control and helplessness; of technology and terror. They make demands.

Consider an earlier balloon flight for charity, which took place on the afternoon of 22 July 1785, when a full-size hydrogen balloon was seen flying at three thousand feet over the Norfolk fishing village of Lowestoft. (Indeed, very close to my village fête.) The balloon was heading rapidly eastwards, directly out over the North Sea, and its pilot was clearly unable to bring it back to earth. There was nothing between the balloon and the distant shores of the Baltic.

The man in the basket was thirty-three-year-old John Money, a half-pay officer from the 15th Light Dragoons. Major Money had taken off earlier that afternoon from Ranelagh Gardens in Norwich, to raise cash for the new Norfolk and Norwich Hospital, founded in 1772. It was a cause supported by the Bishop of Norwich and the local Norwich MP, William Wyndham, a friend of Dr Johnson’s and also a balloon enthusiast. The Major knew a lot about horses, harness, and driving a coach and pair, but he had little practical experience of balloons. He was however a man of courage and resource, who enjoyed a gamble as well as supporting a good cause.

Money had originally joined the Norfolk Militia, then the 15th Light Dragoons, and subsequently went out to serve as a captain under General John Burgoyne for the British Crown in the American War of Independence. He was noted for his unfashionable objection to military flogging for desertion (often a lethal punishment), mildly suggesting that a neat tattooed ‘D’ on the upper right arm might prove more effective. He was captured in Canada after the Battle of Saratoga, but eventually bargained his way out of prison. It seems he was a cool customer in a tight situation.

He was now back home, riding his horses and kicking his heels on his small country estate at Crown Point, in the village of Trowse Newton, just south of Norwich. Balloons fascinated him, partly for their military possibilities, but also for their sheer if uncontrollable beauty. He regarded them as if they were a species of wild horse. Admittedly, he had only made one previous ascent, in London that spring, in what was known as the ‘British Balloon’. This had been constructed as a patriotic rival to the already celebrated Italian balloons of Vincenzo Lunardi and the wealthy eccentric Count Zambeccari. Characteristically, Money had somehow convinced the owners of the British balloon to let him transport it to Norwich, and to fly it solo for this philanthropic ascent.²

The launch went fine, according to the local Gazette, attended by ‘a large and brilliant assembly of the first and most distinguished personages in the city and county’.³ The balloon rose easily above the stately copper beeches on the northern boundary of the gardens (their leaves barely stirring), and was then carried on a gentle summer breeze across the river Yare, in a north-westwards direction towards distant Lincolnshire. But as it gained height, an ‘improper current’ arose, and a brisk wind blew it back across the city – to more enthusiastic cheers – and then south-eastwards, still gaining height, towards the Norfolk coast, a mere fifteen miles away. By 6 p.m. the balloon was spotted sailing high over Lowestoft, and heading out over the North Sea. It was supposed that some problem had arisen with the valve of his balloon, and that Money was unable to vent sufficient hydrogen gas to bring himself down. He disappeared rapidly out over the sea and into the softening eastern haze of the summer evening.

Among the ‘distinguished assembly’ who witnessed the launch at Ranelagh Gardens was the Earl of Orford. He wrote anxiously to William Wyndham the following morning. ‘I am sorry to inform you that a Major Money ascended alone under the British Balloon at 4 o’clock yesterday afternoon. The balloon rose to a great height and took a direction towards the sea. It was seen entering over the ocean about a league south of Lowestoft at a very great height at six o’clock. By which circumstance I am greatly apprehensive for his thus continuing in the air, but that by some accident perhaps the String which connects to the valve was broken …’⁴

Orford’s notion of a balloon controlled by a ‘string’ was a little simplistic; but he noted accurately that although the balloon ‘was not half full’, and that its lower part appeared to have suffered what he called ‘a collapsion’, it continued unchecked towards the horizon. Indeed, Money was struggling to rein in his balloon as if it were a runaway horse, but without success. It was only an hour later, when he was well out of sight of land, that the cooling night air finally deposited his balloon twenty miles off the Norfolk coast, in an area known on mariners’ charts as Long Sand, notorious for its shoals and shipwrecks.fn2 The balloon still had sufficient hydrogen to keep its basket partially above the waves. Waist-deep in water, Money began a long battle to remain afloat in a choppy sea as darkness fell.

He soon abandoned his basket, cutting it loose and allowing it to sink beneath him, while climbing up into the balloon hoop and clinging onto the rigging. By skilfully playing the lines, he managed to hold sufficient gas in the balloon canopy to keep it partially inflated, pulling him slowly through water almost like a kite, and giving him just enough buoyancy to stay afloat. Increasingly cold and exhausted, Money hung on grimly hour after hour as the balloon steadily dragged him further and further out to sea through the darkness. As the gas slowly escaped, he sank gradually deeper into the water, until after four hours he was up to his chest, and almost incoherent with hypothermia.

Several pleasure boats and fishing smacks had in fact set out after him, both from Yarmouth and further south from Southwold. Their crews were in sportive mood, playfully competing to find the airborne quarry. But as darkness fell they grew dispirited and bored, eventually giving up any hope of recovering him. One by one they turned to beat back into port, telling each other that he was either drowned or in Holland, which came to much the same thing. Agonisingly, it appears that Money had seen several of these ships. Their sails were clearly silhouetted on the western horizon behind him, dark against the dying summer light. But they were too far away, and he was now too weak even to shout. The water was colder, and the waves came up from his chest to his chin.

But one determined coastguard cutter, the Argus, had set out from Lowestoft. Long before a regular lifeboat service was formed, this was a professional rescue vessel, its crew skilled in the pursuit of both smugglers and mariners in distress. A balloon was a new and interesting object for them to hunt. Its skipper skilfully put the wind dead astern and, making due allowance for tides, steadily followed exactly along the balloon’s last observed line of flight, with lookouts posted at his masthead. He knew that the moon was due to come up by late evening, and would illuminate the sea very well if he persisted.

Just before midnight, after Major Money had been in the water for over five hours, the pale shape of his crumpled balloon canopy was spotted on the dark waves by the crew of the Argus. They came gently alongside, carefully disentangled his body from the rigging, and hauled him out of the water. As he was pulled aboard, he stirred, and they realised he was still conscious. Well-practised in revival techniques, the crew wrapped him in blankets, forced brandy down his throat, and had Major Money joking and telling his story by the time they were back in port the following dawn.⁵

Money immediately became famous throughout East Anglia. The Norfolk and Norwich Hospital received a splendid donation. He was interviewed by the local journals, and became the subject of one of the most dramatic of all the early balloon prints, a mezzotint by Paul Renaigle, entitled The Perilous Situation of Major Money. It showed him heroically struggling with the flapping balloon canopy, half-immersed in the water, while a ship turns away from him under a stormy sky.

Major Money remained undaunted by this experience. He later volunteered to command a French regiment at the Battle of Valmy, and for the first time saw balloons being used for observation on the battlefield. When he returned he was promoted General, and in 1803 published A Short Treatise on the Use of Balloons in Military Operations. This was unusual for a military manual, in that it included a number of balloon ideas set to verse:

Great use, he thought, there might be made

Of these machines in his own trade;

Now o’er a fortress he might soar

And its condition thence explore

Or when by mountains, woods, or bog

An enemy might lie incog

Our friend would o’er their station hover

Their strength, their route, and views discover;

Then change his course, and straight impart

Glad tidings to his chieftain’s heart … ⁶

These were all to prove strangely prophetic.

5

The experience of ballooning is in a sense timeless. Man-carrying balloons are both extremely modern and extremely primitive devices. In their contemporary form, powered by stainless-steel propane-gas burners and using rip-stop nylon envelopes, they were virtually reinvented in 1960 by an American, Ed Yost, experimenting in Nebraska. His ideas were quickly taken up by Don Cameron and others in Britain and France.⁷ It should not be forgotten that these reinvented balloons were contemporary with the first moon landings and the earliest communication satellites.

But balloons are also ancient and symbolic devices. They have a long history, and a longer mythology, going back in various forms and dimensions thousands of years, to ancient civilisations in South America and China. There are vague accounts of man-carrying smoke balloons from the Yin dynasty of the twelfth century BC. The great scholar and Sinologist Joseph Needham suggested that Chinese of the fourth century BC used fire balloons for signalling in warfare, or perhaps for carrying love letters. There are rumours of shamanic balloon flights made by the priests of the pre-Inca civilisations. Peruvian funereal rituals involved sending corpses out over the Pacific by hot-air balloon, just as the Vikings would later send out their sacred dead by fireboat into the North Sea. The famous geometrical carvings on the Nazca plateau in southern Peru, some of them animal shapes stretching over four miles in outline, are only explicable if they were originally designed to be viewed from hundreds of feet in the air, so presumably by balloon.

It has been suggested that the Nazca designs were made by visiting aliens, hovering in flying saucers.fn3 But the modern balloonist Julian Nott successfully invented a huge smoke balloon, constructed purely from local materials, to prove that human beings could overfly and supervise the carvings even in the fifth century AD.⁹

The primitive and the sophisticated elements of ballooning are often combined. In this way the balloon may have both a practical and a symbolic function, for example when it is used as a means of escape. Among the most remarkable balloon escapes ever made was a flight across the East German border in September 1979. Its daring, and the idea of a symbolic flight from Communism to the free West, so caught people’s imaginations that it was made into an adventure film by Disney, Night Crossing (1982), starring John Hurt and Beau Bridges.

In March 1978 two East German men, Peter Strelzyk and Günter Wetzel, living with their wives and four children at Poessneck, near the East German frontier, began working on several ideas for escaping to West Germany. Strelzyk was an aircraft mechanic and electrician with his own workshop, while Wetzel was a builder and a gifted handyman. Both were brilliant at bricolage, endlessly resourceful and determined. Together they hit upon the idea of secretly constructing a home-made hot-air balloon in Strelzyk’s attic and workshop. There are various accounts of how they came up with this idea, but one is that Wetzel’s sister-in-law gave them an illustrated magazine article about the annual Albuquerque International Balloon Fiesta, the most famous of all hot-air balloon gatherings, launched in New Mexico in 1972. After that they got all their technical information from the Poessneck public library.

Their balloon had to be very large, capable of lifting eight people to a height of at least five thousand feet, to avoid detection by frontier searchlights, and of carrying them at night over a distance of at least ten miles. They spent months surreptitiously assembling suitable materials, building makeshift propane burners and testing various potential balloon fabrics – including cotton sheets, umbrella covers, waterproof-jacket linings and tenting fabric. The work was shared, but Strelzyk specialised in constructing the burners and the sheet-metal balloon platform, while Wetzel worked on the balloon canopy and rigging. He sewed all the curved balloon strips, or gores, together on a pre-war, pedal-operated sewing machine. Everything had to be bought in small quantities from different shops to avoid alerting the network of Stasi informers; they drove as far as Leipzig to cover their purchases, sometimes claiming that they represented camping or sailing clubs. Their balloon trials were carried out at night in remote areas of the Thuringian forest.

In the end, with infinite patience and ingenuity, they built three versions of their escape balloon. The first, a sixty-foot-high cotton balloon with a capacity of seventy thousand cubic feet, failed to inflate properly, due to porous fabric and a weak burner using two domestic propane cylinders. It had to be abandoned and painstakingly destroyed in April 1978. After more than a year of experiments and setbacks, they came up with a second design with a better, four-cylinder burner and tighter fabric. But during this anxious time Günter Wetzel, increasingly haunted by the risks to his family, reluctantly withdrew from the scheme, and began to consider more conventional methods of crossing the border.

The second balloon was designed to take only the three members of the Strelzyk family. Symbolically, they chose American Independence Day, 4 July 1979, for their launch. But the balloon still lacked lifting power. It flew too low, became drenched by rainclouds, and began to sink earthwards just as the border came in sight. The Strelzyks crash-landed in the bare no-man’s land two hundred yards short of the actual frontier fence. By good luck they were just outside the frontier ‘death zone’, where the barbed wire, anti-personnel mines and automatic guns would have proved fatal. Astonishingly, the crumpled shape of the balloon was not immediately spotted by the border guards, probably because of the heavy rain. Under cover of darkness the three Strelzyks scrambled out of the wreckage, collected all the personal belongings they could carry, and somehow managed to slip back undetected to Poessneck, covering nine miles on foot before dawn. But the balloon equipment that they were forced to abandon meant that the Stasi had clues to their identity, and would soon be hot on their trail. Discovery within a matter of weeks was inevitable.

At this desperate moment, the two families joined forces again. Working around the clock, the Strelzyks and the Weltzers constructed a much bigger balloon using piecemeal sections of artificial taffetas and dress materials, hastily purchased from small shops all over East Germany. An electric engine was attached to the sewing machine, and the propane burner was redesigned. In a matter of six weeks they had a new balloon looking like a huge multicoloured quilt. When fully inflated it stood nearly ninety feet high, and had a hot-air capacity of over 140,000 cubic feet, double that of the previous balloon. Its burner was powered by four propane tanks feeding into a simple five-inch-diameter stovepipe, capable of producing a narrow, violent flame which at maximum pressure shot fifty feet into the air – within thirty feet of the inner crown of the balloon. This could in theory lift well over 1,200 pounds (544 kilograms), the equivalent of seven adults and a child plus all the balloon equipment. But everything depended on the durability of the home-made envelope, the strength and direction of the wind, and the general flying conditions (including air temperature and humidity) on the actual night of the flight.

Unable to obtain materials for a conventional wicker basket, they constructed instead an open metal platform four and a half feet square. The four propane cylinders stood in the centre of this platform, and the eight passengers carefully distributed their weight around them, having to crouch within inches of the platform’s outer edge. The youngest Wetzel was held in his mother’s arms. The ten guy ropes connected to the balloon were tethered to iron stanchions welded along the edges of the platform, which provided some handholds. There was also an outer guardrail made of loops of washing line, but this only came up to the adults’ waists. The stovepipe burner was ignited by a household match, and at full power burnt with a tremendous roar about six feet above the passengers’ heads, shooting flame high into the centre of the balloon. When this ‘flame-thrower’ was extinguished, they would float in absolute darkness and silence, standing virtually unprotected in the air, with no sound but the creak of the ropes against the balloon fabric, somewhere invisible above their heads. It was a magnificent, dreamlike, insane contraption. But it flew.

At 2 a.m. on the night of 16 September 1979, with a brisk eighteen-mile-per-hour breeze blowing towards West Germany, they took off from their secret base in the Thuringian forest, about six miles from the frontier. They cleared the fir trees, and with a tremendous blast from the propane burner, the balloon rose rapidly to 6,500 feet. But as it turned on its axis in the dark, they soon lost all sense of direction. Clinging together on the tiny metal platform, they peered down in silence, looking for car headlamps which would indicate roads, or the chain of lights which would mark the border.

After about twenty minutes, to their alarm, they suddenly saw searchlights springing up almost directly beneath them. They had the choice to drift downwards, steadily sinking but hoping to avoid detection in the dark, or to fire up their burner and try to climb clear. They chose to fire the burner, and with a huge sustained burst of flame, which they felt must surely be visible for miles around, rose to nearly nine thousand feet. Under either the increased heat or the air pressure, the crown of the balloon split. They began to sink again, but the balloon remained inflated, and by continuing to fire the burner until their propane ran out, they managed a crash-landing in an open field a hundred yards from a high-voltage pylon. Günter Wetzel broke his leg, but otherwise they were all unhurt, although they had no idea on which side of the border they had arrived. Peter Strelzyk walked over and shone a torch on the ‘Danger of Death’ sign fixed to the base of the pylon. It belonged to a West German electricity company. They had flown to freedom – and to fame – in exactly twenty-eight minutes. ‘We could have made it as far as Bayreuth,’ remarked Wetzel.¹⁰ fn4

6

The theme of escape, either literally from some form of imprisonment, or symbolically from the troubles of the earth itself, constantly recurs in the history of ballooning. When Dr Alexander Charles made the first ever flight by a true hydrogen balloon, two hundred years before the escape of the Strelzyks and the Wetzels, on 1 December 1783, it was the feeling of absolute and almost metaphysical freedom that overcame him.

Flying with an engineering assistant, Monsieur Robert, Dr Charles launched from the Jardin des Tuileries in central Paris, and travelled over twenty miles north-west to the country town of Nesles. His balloon was a mere thirty feet high, but was equipped with a proper wicker basket, a venting valve, and sacks of ballast to adjust its height and control its descent. His departure was witnessed by nearly half a million people, among them the American ambassador, Benjamin Franklin. After they had landed safely at Nesles, Monsieur Robert disembarked, but Dr Charles remained in the basket. He then achieved the first ever solo ascent, rapidly rising in the lightened balloon to a magnificent ten thousand feet. From this vantage point he saw the sun set for a second time on the same day. It was a revelation.

Dr Charles’s brilliant account of this ascent was widely published in both Britain and France, and catches a euphoric tone which never quite disappears from subsequent balloon accounts. He had laid in supplies for an aerial journey of many hours – fur coats, cold chicken and champagne. But what he actually tasted was that existential substance:

Nothing will ever quite equal that moment of total hilarity that filled my whole body at the moment of take-off. I felt we were flying away from the Earth and all its troubles and persecutions for ever. It was not mere delight. It was a sort of physical rapture … I exclaimed to my companion Monsieur Robert – ‘I’m finished with the Earth. From now on our place is in the sky! … Such utter calm. Such immensity! Such an astonishing view … Seeing all these wonders, what fool could wish to hold back the progress of science!’ ¹²

Benjamin Franklin watched the launch through a telescope from the window of his carriage. Afterwards he remarked, ‘Someone asked me – what’s the use of a balloon? I replied – what’s the use of a new-born baby.’

The same sense of escaping into an utterly new world is displayed by Thomas Baldwin’s Airopaedia, or Narrative of a Balloon Excursion from Chester in 1785. This is his account of a single flight made on 8 September 1785, flying northwards above the river Mersey, from Chester to Warrington in Lancashire. It must be one of the most remarkable books about the experience of ballooning ever written. It also included flight maps, and the first aerial drawings ever made from a balloon basket.

Baldwin was one early pioneer of the existential attitude to ballooning, in which the idea that the ‘Prospect’ itself – the free ascent, the magnificent views, the whole ‘aerial experience’ – was the real point of flight. He believed that ‘previous Balloon-Voyagers have been particularly defective in their Descriptions of aerial Scenes and Prospects’. Consequently he took with him a battery of recording equipment: a variety of pens and red lead pencils, special ‘Ass Skin Patent Pocketbooks’, paints and brushes, drawing blocks and perspective glasses, telescopes and compasses. Airopaedia contained the first ever paintings of the view from a balloon basket, an analytic diagram of the corkscrew flight path projected over a land map, and a whole chapter given up simply to describing the astonishing colours and structures of cloud formations.

Baldwin also notices how the balloon responded to air currents arising from the earth beneath. His careful flight-mapping shows how it was constantly drawn downwards to follow the cool, curving airflows above the meanderings of the river. Similarly, the heady act of leaning directly over the side of the basket to paint, observe and measure makes him sensitive to shifts in shade and colour and perspective on the ground below.

One typical observation reads: ‘The river Dee appeared of a red colour; the city [Chester] very diminutive; and the town [Warrington] entirely blue. The whole appeared a perfect plane, the highest buildings having no apparent height, but reduced all to the same level, and the whole terrestrial prospect appeared like a coloured map.’¹³

Baldwin also writes wonderfully well about clouds, and the prismatic effects of light. He clearly perceives a whole new world opening out around him, and expresses a euphoric emotional reaction. Indeed, to keep these feelings within bounds, he writes of himself throughout his flight in the third person: ‘A Tear of pure Delight flashed in his Eye! of pure and exquisite Delight and Rapture!’ For him, ballooning instinctively combined both scientific discovery and aesthetic pleasure. But perhaps it should provide more? He could imagine the time when ‘aerostatic ships make the Circuit of the Globe’.¹⁴

7

The essential mystery of ballooning – the enigmatic meaning of the original dream – was there from the start. Almost a decade after its invention by the Montgolfier brothers, with flights recorded in many nations, including Germany, Italy, Russia and America, it was still not clear, either to the Royal Society in London or the Academy of Sciences in Paris, what the true purpose or possibilities of ballooning really were. Don Paolo Andreani had flown from Milan in February 1784; Jean-Pierre Blanchard and Dr John Jeffries had traversed the Channel in January 1785; Pilâtre de Rozier had died attempting the same crossing in the opposite direction with a composite hydrogen and hot-air balloon in June 1785 (thereby becoming the first scientific balloon martyr); Baron Lütgendorf had ‘partially’ flown at Augsburg in August 1786; and Blanchard had gone on to demonstrate ballooning in virtually every major city in Europe, finally crowning his international career with what he claimed was the first ever American ascent, from the city of Philadelphia in January 1793, carrying an ‘aerial passport’ endorsed by President George Washington, and successfully crossing the Delaware river into New Jersey.¹⁵

Yet all these ascents were essentially public spectacles and entertainments. ‘Flight’ itself remained a novel and surprisingly unexplored concept. What, in practice, could balloons actually do for mankind, except provide a hazardous journey interspersed with the fine aerial ‘Prospects’ that men like Dr Charles and Thomas Baldwin recorded so eloquently?

According to Barthélemy Faujas de Saint-Fond, the Parisian promoter of the Montgolfier balloons, they might, for example, provide observation platforms: for military reconnaissance, for sailors at sea, for chemists analysing the earth’s upper atmosphere, or for astronomers with their telescopes. It is notable that most of these applications were based on the notion of a tethered balloon. In fact many of the Montgolfiers’ early experiments were made with tethered aerostats, held to the ground by various ingenious forms of harness, guy ropes or winches.fn5

The poet and inventor Erasmus Darwin’s first practical idea of balloon power was, paradoxically, that of shifting payloads along the ground. He suggested to his friend Richard Edgeworth that a small hydrogen balloon might be tethered to an adapted garden wheelbarrow, and used for transporting heavy loads of manure up the steep hills of his Irish estate. This convenient aerial skip would allow one man to shift ten times his normal weight in earth, but also in bricks or wood or stones. In fact it might cause a revolution in the entire conditions of manual labour.¹⁷

Similarly, Joseph Banks, the President of the Royal Society, had the initial idea that balloons could increase the effectiveness of earthbound transport, by adding to its conventional horsepower. He saw the balloon as ‘a counterpoise to Absolute Gravity’ – that is, as a flotation device to be attached to traditional forms of coach or cart, making them lighter and easier to move over the ground. So ‘a broad-wheeled wagon’, normally requiring eight horses to pull it, might only need two with a Montgolfier attached. This aptly suggests how difficult it was, even for a trained scientific mind like Banks’s, to imagine the true possibilities of flight in these early days.¹⁸

Benjamin Franklin, ‘the old fox’, as Banks’s secretary Charles Blagden called him, was quick to suggest various menacing military applications, perhaps in a deliberate attempt to fix Banks’s attention. ‘Five thousand balloons capable of raising two men each’ could easily transport an effective invasion army of ten thousand marines across the Channel, in the course of a single morning. The only question, Franklin implied, was which direction would the wind be blowing from?¹⁹

His other speculations were more light-hearted. What about a ‘running Footman’? Such a man might be suspended under a small hydrogen balloon, so his body weight was reduced to ‘perhaps 8 or 10 Pounds’, and so made capable of running in a straight line in leaps and bounds ‘across Countries as fast as the Wind, and over Hedges, Ditches & even Water …’ Or there was the balloon ‘Elbow Chair’, placed in a beauty spot, and winching the picturesque spectator ‘a Mile high for a Guinea’ to see the view.

There was also Franklin’s patent balloon icebox: ‘People will keep such Globes anchored in the Air, to which by Pullies they may draw up Game to be preserved in the Cool, & Water to be frozen when Ice is wanted.’²⁰ This contraption would surely have appealed to the twentieth-century illustrator W. Heath Robinson.

Franklin, who suffered formidably from gout, later suggested that a balloon might even be used to power a wheelchair. When he had returned from Paris to Philadelphia in autumn 1785, he began using a sedan chair lifted by four stout assistants for his daily commute from his house to the Philadelphia State Assembly Rooms. He suggested reducing the requisite manpower by 75 per cent, simply by harnessing the chair to a small hydrogen balloon, ‘sufficiently large to raise me from the ground’. This would make his malady less vexatious for all concerned, by providing a ‘most easy carriage’, lightweight and highly manoeuvrable, ‘being led by a string held by one man walking on the ground’.²¹ fn6

8

In 1785 Tiberius Cavallo, a Fellow of the Royal Society, put together the first British study of ballooning. His A Treatise on the History and Practice of Aerostation studiously adopted the French scientific term for ‘lighter-than-air’ flight, but moved far beyond national rivalries. He wanted to consider the phenomenon of flight from both a scientific and a philosophical point of view. He thought that ballooning held out immense possibilities, less as a transport device than as an instrument for studying the upper air and the nature of weather. This distinction between horizontal and vertical travel would have a long subsequent history.

Cavallo was a brilliant Italian physicist who had moved to London at the age of twenty-two, and had already written extensively on magnetism and electrical phenomena. Elected to the Royal Society in 1779, he quickly turned his attention to ballooning. He had some claims to be one of the first to inflate soap bubbles with hydrogen as early as 1782. Although a handsome portrait is held by the National Portrait Gallery in London, he is now largely and unjustly forgotten. Yet his study emerges as the most authoritative early treatise on the subject of ballooning in either English or French. The copy of Cavallo’s book held by the British Library is personally inscribed ‘To Sir Joseph Banks from the Author’, in severe black ink.

Cavallo carefully adopted a considered and even sceptical tone, well calculated to appeal to Banks. Much had been made of Vincenzo Lunardi’s historic first flight in Britain, in September 1784, when he flew from London to Hertfordshire with his pet cat. The newspapers of the day all declared Lunardi a heroic pioneer, a patriot and an animal lover, although the gothic novelist Horace Walpole – author of The Castle of Otranto – roundly criticised him for risking the life of the said cat. But Cavallo noted: ‘Besides the Romantic observations which might be naturally suggested by the Prospect seen from that elevated situation, and by the agreeable calm he felt after the fatigue, the anxiety, and the accomplishment of his Experiment, Mr Lunardi seems to have made no particular philosophical observation, or such as may either tend to improve the subject of aerostation, or to throw light on any operation in Nature.’²³ fn7

Cavallo analysed and dismissed most claims to navigate balloons, except by the use of different air currents at different altitudes.²⁴ He emphasised the aeronaut’s vulnerability to unpredictable atmospheric phenomena such as down-drafts, lightning strikes and ice formation. He deliberately included the first alarming account of a French balloon caught in a thunderstorm, during an ascent from Saint-Cloud in July 1784, and dragged helplessly upwards by a thermal:

Three minutes after ascending, the balloon was lost in the clouds, and the aerial voyagers lost sight of the earth, being involved in dense vapour. Here an unusual agitation of the air, somewhat like a whirlwind, in a moment turned the machine three times from the right to the left. The violent shocks, which they suffered prevented their using any of the means proposed for the direction of the balloon, and they even tore away the silk stuff of which the helm was made. Never, said they, a more dreadful scene presented itself to any eye, than that in which they were involved. An unbounded ocean of shapeless clouds rolled one upon another beneath, and seemed to forbid their return to earth, which was still invisible. The agitation of the balloon became greater every moment … ²⁵

Yet for all this, Cavallo was a passionate balloon enthusiast. He recorded and analysed all the significant flights, both French and English, made from Montgolfier’s first balloon at Annonay in June 1783, to Blanchard and Jeffries’s crossing of the Channel in January 1785. He distinguished carefully between hot-air and hydrogen balloons, and their quite different flight characteristics. He looked in detail at methods of preparing hydrogen gas, noting that Joseph Priestley had come up with one that used steam rather than sulphuric acid. He also examined the different ways of constructing balloon canopies from rubber (‘cauchou’), waxed silk, varnished linen and taffeta.

In a longer perspective, he stressed the astonishing speed of aerial travel over the ground – ‘often between 40 and 50 miles per hour’ – combined with its incredible ‘stillness and tranquillity’ in most normal conditions.²⁶ This he thought must eventually revolutionise our fundamental ideas of transport and communications, even if the moment had not yet arrived. But he was less impressed by the horizontal potential of ballooning than by its vertical one. The essence of flight lay in attaining an utterly new dimension: altitude.

He pointed out that in achieving altitudes of over two miles, balloons opened a whole new perspective on mankind’s observations of the earth beneath. Man’s growing impact on the surface of the planet for the first time became visible. As did the vast tracts of the earth – mountains, forests, deserts – yet to be traversed or discovered. Above all he stressed that the full potential of flight had not yet been remotely explored. The situation has perhaps some analogies with the space exploration programme, in the years following the Apollo missions.

Cavallo considered the whole range of possible balloon applications. But he finally and presciently championed its relevance to the infant science of meteorology:

The philosophical uses to which these machines may be subservient are numerous indeed; and it may be sufficient to say, that hardly anything of what passes in the atmosphere is known with precision, and that principally for want of a method of ascending into the atmosphere. The formation of rain, of thunderstorms, of vapours, hail, snow and meteors in general, require to be attentively examined and ascertained.

The action of the barometer, the refraction and temperature of air in various regions, the descent of bodies, the propagation of sound etc are subjects which all require a long series of observations and experiments, the performance of which could never have been properly expected, before the discovery of these machines. We may therefore conclude with a wish that the learned, and the encouragers of useful knowledge, may unanimously concur in endeavouring to promote the subject of aerostation, and to render it useful as possible to mankind. ²⁷

Cavallo’s work was both a challenge and an intellectual landmark in the early history of ballooning. He was largely responsible for the historic first article on ‘Aerostation’, which appeared in the Encyclopaedia Britannica, with notable illustrations, in 1797. This was a signal date. From then on, flight was officially established as a new branch of scientific knowledge, rather than an old backwater of mythology.

9

Yet there always remains the most enduring early dream or fantasy of flying, which is a metaphysical one. The ultimate purpose is to fly as high as possible, and then look back upon the earth and see mankind for what it really is. This idea has persisted since the beginning, and still continues, sometimes in a satirical form, and sometimes in a visionary one.

The seventeenth-century French dramatist Cyrano de Bergerac (a fearless duellist and also an intellectual provocateur) convincingly reported a secret flight to the moon, undertaken sometime before his death in 1655. It appeared in his posthumously published work Histoire comique des états et empires de la Lune (Comical History of the States and Empires of the Moon). Cyrano’s flight is powered by glass cluster balloons, filled with dew and drawn skyward as the droplets are heated by the sun and evaporate: ‘I planted myself in the middle of a great many Glasses full of Dew, tied fast about me, upon which the Sun so violently darted his Rays, that the Heat, which attracted them, as it does the thickest Clouds, carried me up so high, that at length I found myself above the middle Region of the Air. But seeing that Attraction hurried me up with so much rapidity that instead of drawing near the Moon, as I intended, she seem’d to me to be more distant than at my first setting out …’

After an initial power failure and crash-landing, the final approach, made with the additional aid of gunpowder and a lunar force-field, is memorably disorientating: ‘When according to the calculations I had made, I had travelled much more than three-quarters of the way between earth and moon, I suddenly started falling with my feet uppermost, even though I had not performed a somersault … The earth now appeared to me as nothing but a great plate of gold overhead.’

When Cyrano eventually lands, he is captured and cross-questioned by various lunar inhabitants. One, more kindly than the others, remarks: ‘Well, my son, you are finally paying the penalty for all the failings of your Earth world.’²⁸ Presented before the Lunar Court, he narrowly escapes being condemned to death for impiety. He has maintained the ridiculous notion that ‘our earth was not merely a moon, but also an inhabited world’. He returns in sober mood, crash-landing near a volcano in Italy.²⁹

Some three hundred years later, on 24 December 1968, the Apollo 8 spacecraft came round from the dark side of the moon. The astronaut Bill Anders later recalled: ‘When I looked up and saw the earth coming up on this very stark, beat-up lunar horizon, an earth that was the only colour that we could see, a very fragile-looking earth, a very delicate-looking earth, I was immediately almost overcome by the thought that here we came all this way to the moon, and yet the most significant thing we’re seeing is our own planet, the earth.’

The trip produced one of the most famous colour photographs ever taken. It has become universally known as ‘Earthrise’. The small, beautiful planet earth is sliding above the bleakness of the cratered moon surface, and hanging against the blackness of outer space. From this vision arose the whole modern concept of planet earth as the ‘small blue dot’ of life, amid a dark and mysterious universe.³⁰

The dream of flight is to see the world differently.

2
Fiery Prospects
1

Just like space flight, early balloon flight offered military as well as metaphysical prospects. Cavallo’s dream of scientific ballooning was soon displaced by prospects of a more warlike kind. Benjamin Franklin had warned Sir Joseph Banks of this possibility, and such signs of the times were recognised by many contemporaries, including Banks’s clever younger sister, Sophia. She had begun to make a collection of balloon memorabilia, which she stuck into an enormous red-leather folio scrapbook especially purchased for the purpose. It would eventually run to over a hundred items.¹ One of her earliest specimens was a British cartoon, dated 16 December 1784, entitled ‘The Battle of the Balloons’.

This shows four balloons, two flying the French fleur de lys and two the British Union Jack, manoeuvring for aerial combat. Their crews are armed with muskets, but also, more menacingly, with broadside cannons. Their muzzles point through portholes cut in the balloon wickerwork.² Here the balloon is already conceived of as a weapon of war, comparable to the navy’s ships of the line.

Sophia also had an eye for many of the more eccentric examples of balloon propaganda. One set of this type was ‘Mr Ensler’s Wonderful Air Figures’, in which balloons were constructed in various animal and mythological shapes, such as the ‘Flying Horse Pegasus’. Some of these figures were intended to be provocative, like the giant ‘Nymphe coiffée en ballon et habillée à la Polonaise’. The Frenchified style of this description suggests sexual mockery. Then there was the bluffly patriotic ‘Mr Prossor’s Aerial Colossus’, showing an enormous ‘Sir John Falstaff’ floating defensively above the Dover cliffs.³ Such inventions were probably pure design fantasies, or at the most models, never actually manufactured full-size. But they suggest how balloons would become powerful forms of imaginative propaganda later, in the nineteenth century.fn8

2

The first actual military balloon regiment, as Franklin had prophesied, was indeed French. The Corps d’Aérostiers was founded at the château of Meudon outside Paris on 29 March 1794. Less than three months later, on 26 June, the French army first made use of a military observation balloon at the Battle of Fleurus, against an Austrian army, and again a few weeks later at the Battle of Liège (where it was witnessed by the galloping Major Money). The balloon, manned on both occasions by a daring young officer, Captain Charles Coutelle, provided vital information prior to successful cavalry charges, and both battles were won by the fledgling French Revolutionary army.

The balloon school at Meudon was immediately expanded, and Coutelle showered with medals and appointed its commanding officer. He rapidly drew various lessons about military aerostation. First, that it was difficult to inflate a balloon with hydrogen on the battlefield. (Lavoisier was immediately coopted to invent a simpler method of generating hydrogen.) Second, that it was extremely hazardous to launch a tethered balloon if anything more than a light breeze was blowing. Held, kite-like and unnaturally on its cable against the force of the wind (instead of moving tranquilly within it), the balloon canopy would often thrash about and sometimes tear. Moreover, instead of gaining height it would fly horizontally and low. Above all, the basket would become highly unstable as an observation platform. Coutelle also remarked that it was not always easy to transmit really accurate and continuous observations from an airborne basket to a ground controller. Signal flags, scrawled messages or maps were rarely adequate. In most cases the aeronaut had simply to be winched back down, so he could deliver his appreciation verbally to a commander, in person and on the ground. Interestingly, it proved very difficult to get any commander to go up to see for himself.

But overall Coutelle believed that balloons promised considerable military value. He argued that, under the right conditions, a balloon would give an immense intelligence advantage to an army on the move, whether defending or attacking. It provided a wholly new tactical weapon, a ‘spy in the sky’ which could supply vital warning of troop build-ups and defensive positions, as well as preparations for attack or (equally vital) for retreat. Such observations could give a commander a decisive initiative in the field.

More subtly, a balloon was also an extraordinary psychological weapon. Because of its height, every individual soldier could see an enemy balloon hovering above a battlefield. By a trick of perception, this gave the impression to every soldier that he, in turn, could always be seen by the balloon. So everything he did was being observed by the enemy. There was no hiding place, no escape. The very presence of such a balloon above a battlefield was peculiarly menacing and demoralising. The enemy might certainly read an enemy soldier’s intentions, and even seem to read his thoughts. This alone made it a powerful military instrument. An Austrian officer was reported, after his army’s defeat at Fleurus, as murmuring, ‘One would have supposed the French General’s eyes were in our camp.’ His troops complained more angrily, ‘How can we fight against these damned Republicans, who remain out of reach but see all that passes beneath.’⁴

There was one unforeseen consequence of this. The French balloons quickly came to be universally hated by the opposing allied armies. As a result, they immediately attracted intense and sustained enemy fire, with every weapon that could be mustered, from pistols and muskets to cannon and grapeshot, directed at the observers’ basket. This, concluded Coutelle, made the military aeronaut’s position both peculiarly perilous and peculiarly glamorous.

The Corps d’Aérostiers eventually fielded four balloons, complete with special hangar tents, winches, mobile gas-generating vessels (designed by Lavoisier) and observation equipment. Coutelle would write a racy history of the Meudon balloon school, with modest emphasis on both the tactical and the amorous successes of the French military aeronauts. Wilfrid de Fonvielle later observed: ‘The favour of the ladies followed the balloonists wherever they went, which was not an unmixed blessing, and seems in the end to have contributed to the suppression of the corps.’⁵

With the declaration of war against Britain in 1794, many plays, poems and cartoons imagined an airborne invasion – both French and English – across the Channel. The Anti-Jacobin published invasion-scare cartoons featuring the French guillotine set up in Mayfair, and also extracts from a play purportedly running at the Théâtre des Variétés in Paris: La Descente en Angleterre: Prophétie en deux actes.⁶ There were some remarkable fantasy drawings of entire French cavalry squadrons mounted on large, circular platforms sustained by enormous Montgolfiers, sailing over the white cliffs of Dover. Nevertheless, the much-feared aerial invasion of England by Napoleon’s army never quite materialised.

In 1797 Napoleon triumphantly took the Corps d’Aérostiers with him to Egypt, counting on the very sight of balloons to put terror into the heart of his Arab enemies, as Hannibal’s elephants had once done in Italy. On 1 August 1798 Coutelle was preparing to unload all his gear outside Alexandria from the French fleet’s mooring at Aboukir Bay when Nelson sailed in at dusk. At the ensuing three-day Battle of the Nile, half of Napoleon’s ships were destroyed, and with them the entire Corps d’Aérostiers. The surviving aeronauts stayed on in Alexandria as technical advisers, like melancholy cavalry officers deprived of their horses. On his return home Napoleon disbanded the corps and the school at Meudon.

Nevertheless, rumours of a French airborne army invading Britain continued to be cultivated, and remained a powerful element in both French and British propaganda long into the nineteenth century. It was the aerial dream turned nightmare.

3

Civilian balloons and a different kind of competitive showmanship reappeared in France at the time of the Peace of Amiens in 1802. They were promoted by André-Jacques Garnerin (1770–1825), who launched his career by performing a spectacularly dangerous first parachute drop from a balloon over Paris’s Parc Monceau in 1797, when he was twenty-seven. As a young man, Garnerin had fought in the French Revolutionary armies, but he had been captured and incarcerated in the Hungarian castle of Buda for three desperate years. He spent his time there designing imaginary balloons to lift him out of the prison courtyard, or parachutes with which he could leap from the castle battlements.⁷ Finally released and returned to Paris, he turned his ballooning escape-fantasies into a full-time profession, and became head of the first of the famous French ‘balloon families’ (a role later inherited by the Godards).

Garnerin pioneered a new kind of balloon event: not merely the conventional single ascent, but a whole series of acrobatic displays, parachute drops and night-flights with fireworks. To add to the excitement, his dashing young wife Jeanne-Geneviève made the first recorded parachute jump by a woman in 1799. These shows attracted enormous crowds, and soon the Garnerins became famous throughout European capitals. Garnerin had numerous posters made of their flights, often showing him in heroic, eagle-like profile. Napoleon himself began to see that the balloon had a potential propaganda value even greater than the military one.⁸

The Peace of Amiens was barely signed when Garnerin daringly took his balloon show and parachute drops to London. His reception was surprisingly friendly, perhaps because he was joined not only by Jeanne-Geneviève, but also by his pretty niece Lisa. Garnerin’s first London ascent, from Chelsea Gardens on 28 June 1802, attracted a huge audience: ‘Not only were Chelsea Gardens crowded, and the river covered with boats, but even the great road from Buckingham Gate was absolutely impassable, and the carriages formed an unbroken chain from the turnpike to Ranelagh Gate.’⁹

Fearlessly launching in a near-gale, Garnerin flew along the line of the Thames, from the West End to the East End, directly over the City, and then out north-eastwards over the Essex marshes. He was effectively seen by half the population of London. Forty-five minutes later he crash-landed in Colchester, but came back the same day in a coach, gallantly announcing that his balloon had been torn to pieces – ‘we ourselves are all-over bruises’ – but that he would fly again within the week. Indeed, he next ascended from the old Lord’s cricket ground (on the site of the present-day Dorset Square) on 5 July. Advertising his flights with sensational engravings, Garnerin popularised night-ballooning and parachuting in England, and also the dangerous attitude that ‘the balloon show must go on’ whatever the weather.

The following year, 1803, Garnerin published Three Aerial Voyages, describing his London flights and including an amusing account, evidently intended for English readers, supposedly written by his wife’s cat: ‘Brought up under the care of Madame Garnerin, I may be said to have been nursed in the very bosom of aerostation, and to have breathed nothing but the pure air of oxygenated gas since the first moment of my birth. Hearing of my mistress’s intended ascension, I determined to share the danger …’¹⁰

Scientific ballooning was not entirely forgotten in France. In August 1804 the mathematician Jean-Baptiste Biot and the chemist Joseph Gay-Lussac made a high-altitude scientific ascent, in the one war balloon Coutelle had succeeded in bringing back from Cairo to Paris. They tested the composition of the air in the upper atmosphere, and the strength of the magnetic field, but found no significant alteration from ground level in either. Biot passed out during the descent, so Gay-Lussac went up again alone in September, climbing to 22,912 feet, a new altitude record which would stand for over half a century. Here, in the tradition of Dr Alexander Charles, along with his instrument readings he calmly recorded his breathlessness, fast respiration and pulse, inability to swallow and other symptoms, and concluded that he was very close to the limit of the breathable atmosphere. In the historical section of his classic book Through the Air (1873), the great American aeronaut John Wise later reflected on the courage of these early scientific ascents into the absolute unknown: ‘It is impossible not to admire the intrepid coolness with which they conducted these experiments … with the same composure and precision as if they had been quietly seated in their scientific cabinet in Paris.’ Wise also raised the prophetic possibility of using such high-altitude balloons unmanned for weather observations: ‘Balloons carrying “register” thermometers and barometers might be capable of ascending alone to altitudes between eight and twelve miles.’ But such experiments would have to wait for a time of international scientific cooperation, ‘when nations shall at last become satisfied with cultivating the arts of peace, instead of sanguinary, destructive and fruitless wars’.¹¹

Indeed, it was the celebration balloon, used for propaganda and patriotic rather than scientific purposes, that most readily held the public’s attention in France. In December 1804 Napoleon commissioned Garnerin to construct and launch a massive, decorated but unmanned balloon to celebrate his coronation as emperor in Paris. It was festooned with silk drapes, flags and banners, and carried an enormous golden imperial crown suspended from its hoop on golden chains. Having been successfully launched above Notre Dame during the coronation ceremony, this fantastic contraption flew southwards right across France, and amazingly crossed the Alps during the night. The following day it was spotted symbolically descending upon Rome, the imperial city, a triumph for Garnerin’s craftsmanship.¹²

The huge balloon veered towards St Peter’s and the Vatican Palace, then swooped down low across the Forum. But here the symbolic triumph was turned into a propaganda disaster. The enormous golden crown became hooked on the top of an ancient Roman tomb and broke off, leaving the balloon to disappear, with its banners flapping, over the Pontine Marshes. By unbelievable coincidence, or thoroughly appropriate bad luck (you can never tell with balloons), the tomb upon which Garnerin’s prophetic balloon had deposited Napoleon’s golden crown was that of the infamous tyrant and murderous pervert, the Emperor Nero. Napoleon’s name was hooped like a deck-quoit over Nero’s.fn9 Once this ill-starred news was efficiently relayed back to Paris by Napoleon’s diplomatic service, Garnerin and his balloons began to fall out of imperial favour.¹⁴

4

Garnerin was replaced, almost at once, by the most justly famous of all the French Revolutionary balloonists. She was a woman – the small, fearless and enigmatic Sophie Blanchard. Born at the sea port of La Rochelle in March 1778, Sophie somehow became involved with the experimental balloonist Jean-Pierre Blanchard, who had first crossed the Channel with Dr Jeffries in 1785, when Sophie was only eight. How their romance began remains a mystery, since Blanchard was already married with children, and spent much of the 1790s touring the cities of Europe and America. But it was rumoured that he first saw her when she was still a child, standing in the crowd at one of his launches, and vowed to return and marry her when she came of age in 1799.

However, the first definite record of them together is not until December 1804, when Blanchard took Sophie on her first balloon flight, above Marseille. According to him she was immediately smitten, breaking her customary painful silence to gasp, ‘Sensation incomparable!’ Pictures show her to be petite and pretty, with large eyes and a dark fringe. But she was also said to be frail and ‘bird-like’, abnormally nervous on the ground, terrified of crowds, loud noises, horses and coach travel, and shy to the point of self-effacement. Yet all this changed completely once she was in the air. In a balloon she became confident and commanding, a natural entertainer and a provoking exhibitionist, daring to the point of recklessness.

Blanchard, who was ageing and nearly bankrupt, evidently saw the possibilities of reviving his aeronautical career with this fearless young woman, who could instinctively control a balloon, manage aerial fireworks, do acrobatics, and wear eye-catching hats and dresses to please a crowd. He married Sophie when she was twenty-six, and she became his balloon partner for several years, taking over all the arrangements as his health gradually failed. Blanchard died from a heart attack in 1810, while landing in a damaged balloon near The Hague.¹⁵ Immediately after his death, Sophie gave her first major solo balloon display in Paris. Like Garnerin, she specialised in night ascents and firework displays, but with much greater daring and eventually recklessness. She deliberately set herself up to rival the other famous female aeronaut of the time, Garnerin’s niece Lisa. Both seemed to vie for official recognition, though Lisa suffered from the waning popularity of the Garnerin name with Napoleon.

Sophie Blanchard seems to have caught the Emperor’s attention during a midsummer ascent from the Champ de Mars in Paris on 24 June 1810. Soon after, she was asked to contribute to the celebration mounted by the Imperial Guard for Napoleon’s marriage to the Archduchess Marie-Louise of Austria. From then on she became a fixture at the imperial court, with propaganda as well as entertainment duties. On the birth of Napoleon’s son in March 1811, she took a balloon flight over Paris from the Champ de Mars and threw out leaflets proclaiming the happy event. She again performed at the official celebration of his baptism at the Château de Saint-Cloud on 23 June, with a spectacular firework display launched from her balloon. In the same year, in an ascent above Vincennes, she climbed so high to avoid being trapped in a hailstorm that she lost consciousness, and spent 14½ hours in the air as a result.

Napoleon now made Sophie’s position official. He appointed her Aéronaute des Fêtes Officielles, a position especially created for her, and gave her responsibility for organising ballooning displays at all major events in Paris. It was also said that he made her his ‘Chief Air Minister of Ballooning’, with secret instructions to draw up plans for an aerial invasion of England. However this seems more like English counter-propaganda, as Napoleon’s idea for an invasion of England had long since been displaced by the ultimately disastrous invasion of Russia, which began in the spring of 1812.

Sophie had by now developed her own peculiar free-style of ballooning. She abandoned her husband’s large canopy and unwieldy basket, both of which were by this time much battered. To replace them she commissioned a much smaller silk balloon, capable of lifting her on a tiny, decorative silver gondola. This was shaped like a small canoe or child’s cradle, curved upwards at each end but otherwise quite open. It was little more than three feet long and one foot high at the sides. One end was upholstered to form a small armchair (in which she sometimes slept), but otherwise the gondola offered astonishingly little protection. When she stood up, grasping the balloon ropes, the edge of the gondola did not reach above her knees. It was virtually like standing in a flying champagne bucket.

She also began to adopt distinctive outfits, which could be seen at a considerable distance. For this purpose her dresses were always white cotton and narrowly cut, with the fashionable English Regency style of high waist and low décolletage. Her sleeves were long, coming right down to her knuckles, presumably to keep her hands warm at high altitudes. Most important of all, she wore a series of white bonnets extravagantly plumed with coloured feathers, to increase her height and visibility. The combined effect of these dramatic clothes and the tiny silver gondola was to make her look both flamboyant and vulnerable. She also appeared terrifyingly exposed, an effect she evidently cultivated.

Sophie now began to give displays in Italy. In the summer of 1811 she took her balloon across the Alps by coach, and celebrated Napoleon’s birthday, the Fête de l’Empereur on 15 August, with an ascent above Milan. She travelled on to Rome with instructions to efface the memory of the unfortunate incident of Nero’s tomb. Here she ascended spectacularly to a height of twelve thousand feet, and stayed aloft all night in her tiny upholstered chair, claiming that she fell into a profound sleep, before landing much refreshed at dawn at Tagliacozzo. She then flew by balloon from Rome to Naples, splitting the journey in half with a stop after sixty miles. She made a daring ascent in bad weather over the Campo Marte in Naples to accompany the review of the troops by Napoleon’s brother-in-law Joachim Murat, the King of Naples.

In 1812, the third Aeronautical Exhibition was held at the Champ de Mars. With all eyes on Napoleon advancing towards Moscow, it was not a great success, so Sophie again crossed the Alps with her balloon to make ascents at Turin. On 26 April she flew so high, and the temperature dropped so low, that she suffered a nosebleed and icicles formed on her hands and face.

On her return to Paris, Sophie was surprised to receive a letter on 9 June from André-Jacques Garnerin. He gracefully invited her to dinner at the Hôtel de Colennes to discuss ‘a project that might be of mutual interest’. This probably involved a proposal to make double ascents and parachute drops above the Jardin du Tivoli or the Parc Monceau with her old rival Lisa Garnerin. It is highly unlikely that Sophie would have accepted what she must have regarded as a demeaning and unsuitable proposition.¹⁶

The defeat and subsequent exile of Napoleon seemed to pose Sophie Blanchard few problems. When the restored Bourbon king, Louis XVIII, entered Paris for his official enthronement on 4 May 1814, Sophie made a spectacular ascent from the Pont Neuf, with fireworks and Bengal lights. King Louis was so taken with her performance that he immediately dubbed her ‘Official Aeronaut of the Restoration’. Evidently Sophie had no qualms about this shift of political allegiance. Her only loyalty was to ballooning.

Four more years of brilliant public displays followed, with Sophie established as queen of the fireworks night at the Tivoli and Luxembourg Gardens. Her small balloon lifted more and more complicated pyrotechnical rigs, with long booms carrying rockets and cascades, and suspended networks of Bengal lights, all of which she would skilfully ignite with extended systems of tapers and fuses. At the height of these displays, her small white figure and feathery hat would appear like some unearthly airborne creature or apparition, suspended several hundred feet overhead in the night sky, above a sea of flaming stars and coloured smoke.

Towards midnight on 6 July 1819, a hot, overcast summer evening, Sophie Blanchard, aged forty-one, began one of her regular night ascents from the Jardin de Tivoli, accompanied by an orchestra in the bandstand below. At about five hundred feet, and still climbing, she began to touch off her rockets and Bengal lights, dropped little parachute bombs of fizzing gold and silver rain, and ignited a lattice of starshells suspended on wires twenty feet below her gondola. As the gasps and applause of the crowd floated up to her through the darkness, she became aware of a different quality of light burning above her head. Looking up, she saw that the hydrogen in the mouth of her balloon had caught fire. It was amazing that it had never done so before. Many of the crowd thought it was just part of the firework display, and continued to applaud.

The flaming balloon dropped onto the roof of number 16, rue de Provence, near the present Gare Saint-Lazare. The impact largely extinguished the fire. Sophie was not severely burnt, but she was tangled in the balloon rigging. She slid down the roof and caught onto the parapet above the street. Here she hung for a moment, according to eyewitnesses, calmly calling out ‘A moi, à moi!’ Then she fell onto the stone cobbles beneath.

There are numerous accounts of this fiery descent from the Paris sky. They appeared in all the Paris newspapers, and also in English journals like the Gentleman’s Magazine.¹⁷ One of the clearest, most poignant descriptions was written by an English tourist, John Poole, who witnessed the event from his hotel room.

I was one of the thousands who saw (and I heard it too) the destruction of Madame Blanchard. On the evening of 6 July 1819, she ascended in a balloon from the Tivoli Garden at Paris. At a certain elevation she was to discharge some fireworks which were attached to her car. From my own windows I saw the ascent. For a few minutes the balloon was concealed by clouds. Presently it reappeared, and there was seen a momentary sheet of flame. There was a dreadful pause. In a few seconds, the poor creature, enveloped and entangled in the netting of her machine, fell with a frightful crash upon the slanting roof of a house in the Rue de Provence (not a hundred yards from where I was standing), and thence into the street, and Madame Blanchard was taken up a shattered corpse! ¹⁸

The death of the Royal Aeronaut profoundly changed the reputation of ballooning in France. A public subscription was raised in her honour, but it was found that Sophie Blanchard had no family, and was reported to have left fifty francs in her will ‘to the eight-year-old daughter of one of her friends’ (perhaps an illegitimate child?). So the two thousand francs raised was used to erect a notable balloon monument, which still exists in the 94th Division of Père Lachaise cemetery.fn10

5

Sophie Blanchard’s death in 1819 effectively ended the first great wave of ballomania and the celebration of ballooning in France. Something similar happened in England with the equally shocking death of Thomas Harris five years later. Amazingly, Harris was the first English aeronaut to be killed on home ground. A glamorous young naval officer, he made a much-advertised ascent in his new balloon the Royal George on 24 May 1824. As part of his publicity, he took with him a dazzlingly pretty eighteen-year-old cockney girl, known to the newspapers only as ‘Miss Stocks’, who was generally assumed to be his mistress. Miss Stocks and the balloon, which had cost Harris a thousand guineas to construct, had both been exhibited at the Royal Tennis Court in Great Windmill Street, and stirred much excitement and comment.¹⁹

The balloon had a new kind of duplex release valve, which Harris said would allow him and Miss Stocks to make a perfectly controlled landing. One valve was housed inside the other at the top of the balloon. The smaller, inner valve was the conventional safety mechanism, as invented forty years previously by Alexander Charles, designed to release excess gas pressure during flight, or to commence a controlled descent. The larger outer valve was a radical solution to the problem of keeping the balloon safely on the ground once it had landed. When the larger valve line was pulled, it would deflate the entire balloon in a matter of seconds (the equivalent of the ‘rip panel’ in a modern hot-air balloon). This, claimed Harris, would prevent the terrible bouncing and dragging across fields which had caused so many injuries, and so much damage to crops and property (especially chimneys and rooftops) which had undermined the general popularity of balloonists.

Harris circulated a campaigning pamphlet saying that he was trying to save the declining art of ballooning in England. ‘The Science of Aerostation has lately fallen into decay, and has become the subject of Ridicule,’ he lamented. This decline was caused by the ‘total want’ of serious technical inventions by recent aeronauts, who had been content (like that Frenchman Garnerin) to exploit frivolous novelties like parachutes and fireworks. The Royal George, with its new system of valves and its beautiful young passenger, would show the way ahead. In the event it showed something quite else.

Harris took his balloon and Miss Stocks from the West End to the East End to generate further interest, and launched successfully from the large courtyard of the popular Eagle Tavern, in City Road. It was noted that Lieutenant Harris wore his best blue naval uniform, and Miss Stocks a charming dress, much as if they were a honeymoon couple, which perhaps they were. The change in venue was probably made because the wind was blowing south-westwards that day. It took the balloon back across London and the river Thames, an excellent display route, and then on into Kent and towards Croydon. All went well in the basket, champagne was drunk, and Harris then attempted his first perfect display landing at Dobbins Hill, just outside Croydon. However, this did not quite go to plan.

Distracted either by Miss Stocks or by his new duplex valve, he forgot to hang out his grapnel line in time, and was forced to throw out ballast to avoid colliding with some nearby trees. This was by no means a disastrous error, but it evidently rather flustered Harris. The balloon rose several hundred feet in the air, and was carried on over Beddington Park, on the other side of Croydon. Here Harris evidently prepared for a second attempt at a landing.

The swift sequence of events that followed has remained a matter of dispute ever since. For no accountable reason, the Royal George suddenly began to descend from several hundred feet ‘with fearful velocity’. As it dropped, it was claimed by witnesses that some kind of struggle was briefly observed in the basket. The partially deflated balloon plummeted ‘with frightful rapidity’ into a large oak tree in the park, tore through the light spring foliage (it was only May) and dashed its passengers to the ground. ‘They were shortly afterwards discovered, buried beneath a monumental pile of silk and network.’ Both of them were outside the basket, but while Thomas Harris was dead, Miss Stocks was alive and conscious, though quite unable to give a coherent account of what had occurred during the last few seconds.

What had destroyed the balloon seemed obvious to the coroner. The new large gas valve – ‘the preposterous aperture’ – had been released prematurely. The coroner ascribed this to Harris’s fatal error in pulling the wrong valve line while still in the air. Later aeronauts, like Charles Green, analysed the sequence of events more subtly. Green suggested that Harris’s only error was to have tied the larger valve line to a point in the basket, precisely to keep it safe and out of the way, especially with Miss Stocks aboard. However it had pulled itself taut – ‘a longitudinal extension of the apparatus’ – when the balloon contracted, thereby unexpectedly and fatally releasing the deflation valve by itself. This was a kindly, if ingenuous, explanation, which did not quite square with the evidence that Miss Stocks gave afterwards: ‘Miss Stocks declares that she distinctly heard the peculiar sound which always accompanies the shutting of the valve, as soon as Mr Harris had let go the line.’ This sounds as if Harris had indeed pulled the line himself, and realising his error, had let it go too late. But of course, Miss Stocks could have meant ‘as soon as Mr Harris had untied the line’.²⁰

The much larger question, and the one that made ‘le mort de Harris’ a cause célèbre in France, was a more human mystery. Why did Miss Stocks survive when Lieutenant Harris died? The disposition of the bodies gave little clue, both presumably having been thrown from the basket on impact. But the suggestion almost inevitably arose that the gallant Harris had somehow saved the beautiful Miss Stocks.

British commentators were brusque about this mystery ‘that has hitherto clouded the event’, and gave romantic explanations short shrift. Most probably, a branch of the oak tree, ‘projecting horizontally’, had protected Miss Stocks (though unfortunately not Harris). Just possibly Miss Stocks ‘had fainted, and fallen forward … upon the body of Mr Harris’. Thereby he had unintentionally protected her from ‘the first violence’ of the impact. Anything else pandered to ‘false and scurrilous reports’.²¹

French journalists were more liberal in their interpretations. Lieutenant Harris and Miss Stocks could have been distracted ‘in many ways’, so that the wrong valve line was pulled. Lieutenant Harris would surely have tried to protect Miss Stocks with his body during the terrifying descent, ‘if not before’. But most likely of all, and the real reason for her survival, was that Lieutenant Harris ‘in a spirit of admirable chivalry’ had leapt from the balloon basket before the moment of impact, in a quixotic attempt to reduce the speed of her fall.²² It was a gesture of true English gallantry from a true English naval officer. The romantic image of Lieutenant Harris leaping from the balloon to save his beloved became an iconic one in France, and featured alongside images of the death of Pilâtre de Rozier and Sophie Blanchard in a famous series of French balloon cards. They marked the end of an era.

The growing scepticism about the future of ballooning was summed up by the satirical artist George Cruikshank. In his brilliant coloured cartoon of 1825 entitled ‘Balloon Projects’, he depicted a row of gaudily striped balloons tethered down the length of St James’s, like a rank of hackney cabs waiting for hire. A fashionable couple are about to climb gingerly into one of them (with pink plush upholstery), to embark on a ‘one shilling’ flight from Mayfair to the City. Each balloon car is manned by a suitably villainous driver, one of whom is shouting to another, ‘I say, Tom, give my balloon a feed o’ gas, will you!’

Above them the sky is filled with a mass of grotesquely shaped balloons, one in the form of a hogshead of beer, another with a weathercock on top, and a third on fire with its passengers leaping out. Behind them all the buildings are advertising balloon companies and businesses, which is probably the real point of Cruikshank’s satire. These dubious establishments include ‘The Balloon Life Assurance Company’, ‘The Bubble Office’, ‘The Office of the Honourable Company of Moon Rakers’, and perhaps most ingeniously, ‘The Balloon Eating House – Bubble & Squeak Every Day’.²³

The historical painter Benjamin Robert Haydon, friend of John Keats and Charles Lamb, who kept a close if disillusioned eye on London freaks and fashions from his studio near Baker Street, noted grimly in his diary for 6 June 1825: ‘No man can have a just estimation of the insignificance of his species, unless he has been up in an air-balloon.’

Of course, not everyone was so disillusioned. A remarkable balloon is featured in Jane Loudon’s extraordinary science fiction novel The Mummy! A Tale of the Twenty-First Century (1827). It was written when Loudon was aged twenty, ‘a strange, wild novel’, as she herself called it, full of totally unexpected technical inventions, such as ‘steam percussion bridges’, heated streets, mobile homes on rails, smokeless chemical fuels, electric hats (for ladies), and most spectacularly a full-size balloon made from a nugget of highly concentrated Indiarubber. Small enough to be stored in a desk drawer, such a ‘portable’ balloon once inflated is large enough carry three people from Britain to Egypt.²⁴

Loudon’s description of an aerial balloon carnival is brilliantly prophetic of modern balloon fiestas, especially the more psychedelic American ones: ‘The air was thronged with balloons, and the crowd increased at every moment. These aerial machines, loaded with spectators till they were in danger of breaking down, glittered in the sun, and presented every possible variety of shape and colour. In fact, every balloon in London or the vicinity had been put into requisition, and enormous sums paid, in some cases, merely for the privilege of hanging to the cords which attached to the cars, whilst the innumerable multitudes that thus loaded the air, amused themselves by scattering flowers upon the heads of those who rode beneath.’ The fantastic balloon shapes include, for more sportive individuals, ‘aerial horses, inflated with inflammable gas’, and for the more languid, ‘aerial sledges’ which can be flown from a supine position.²⁵

3
Airy Kingdoms
1

By the end of the 1820s the early pioneering days were over, and the dream of some universal form of global air transport by navigable balloons had faded across Europe.

Indeed, quite another form of revolutionary transport system was starting to emerge, in the shape of the railway network. The opening of the twenty-six miles of the Stockton to Darlington line in 1825 heralded an era of universal railway building. Five years later, the first genuine passenger service opened between Manchester and Liverpool. From then on, the heavy engineering of the Victorian steam engine, establishing powerful new notions of speed, reliability and a regular ‘time-table’ came to dominate the whole concept of travel.

These weighty considerations were, of course, the exact opposite of what a hydrogen balloon could provide. Victorian ballooning would eventually become the antithesis of the Victorian railway. It would be seen as poetic as against prosaic; as natural rather than man-made. The Victorian railway would mean iron, steam, noise, power and speed, as Turner envisaged in his painting. It would bring ‘railway time’, and a form of mass transport which was both a vital means and a literary symbol of industrialisation. By contrast, ballooning would come to be seen as essentially bucolic, even pastoral. It was silent, decorative, exclusive, and refreshingly unreliable: a means to mysterious adventure rather than a mode of mundane travel.¹ fn11

So, at this very time of the railway boom, a new kind of flying was starting to capture people’s imagination. It was marked by the emergence of what might be called the ‘recreational’ balloon. These were increasingly large, sophisticated and well-equipped aerostats, designed to take several paying passengers, and with luck to make a profit for their owners. Though they were commercial propositions, they retained an ineffable romance. They often had ‘royal’ in their names, in deference to the new young Queen Victoria, who came to the throne in 1837.

They were recreational balloons in several senses, constructed and flown by a new breed of balloon businessmen and entertainers, aerial entrepreneurs who regarded themselves as skilled professionals as well as artists of the air. Crucial to their commercial success was the discovery that coal gas, cheap and reliable and easily available from the urban ‘mains’, could be substituted for expensive and unstable hydrogen. Their most memorable flights would also be over urban landscapes.

Drifting silently above London or Paris, or any of the industrialised centres of northern Europe, they granted their passengers a new and instructive kind of panorama. They revealed the extraordinary and largely unsuspected metamorphosis of these cities, with their new industries and their hugely increased populations. What they found spread out below them had never been seen before in history. It was both magnificent and monstrous: an endless panorama of factories, slums, churches, railway lines, smoke, smog, gas lighting, boulevards, parks, wharfs, and the continuous amazing exhalation of city sounds and smells. Above all, what they saw from ‘the angel’s perspective’ was the evident and growing divisions between wealth and poverty, between West End and East End, between blaze and glimmer.

2

The most celebrated British balloonist of this second generation was Charles Green (1785–1870). He was famed for his 526 successful ascents, and his absolute sang-froid in emergency. An annual Charles Green Silver Salver is awarded to this day by the British Balloon and Airship Club for the most impressive technical flight of the year. Green’s portrait in the National Portrait Gallery presents him like a plain, good natured farmer. He sits stiffly at a window, with his famous striped Royal Nassau balloon hanging in the sky above his right shoulder. His image is rendered with the solidity and simplicity of an English pub sign. Yet his character was far from straightforward: a curious mixture of earth and air, of ballast and inflammable gas, of the worldly and the visionary.

Everyone agreed that the stocky and rubicund Green was jovial and easy-going on the ground. Yet he became strangely fierce and commanding in the air, a veritable martinet. This kind of Janus-like character can sometimes be found among amateur yachtsmen – twinkling and expansive in the club bar, but fiery authoritarians at the helm. It has perhaps something to do with the loneliness and stress of command. In ordinary company, a contemporary journalist found Green ‘garrulous, and delighting all with his intelligence, his enterprise, his enthusiasm and his courtesy’. But once installed in the aerial kingdom of his balloon basket, he became ‘taciturn, and almost irritable’, rarely speaking, but always ready to ‘roar out’ commands at crucial moments of manoeuvring or landing. Apart from his balloon logbooks, he left few, if any, written accounts of his own flights. Yet he inspired others to do so, and many of the classic descriptions of Victorian ballooning, especially over London, by John Poole (1838), Albert Smith (1847) and Henry Mayhew (1852), were written after memorable voyages with Charles Green.⁴

Green came from a family of fruit merchants, based in Goswell Street on the edge of the City of London. This was, and still is, a bustling district of small businesses and shops, modest houses and working cafés. It is where Dickens’s Pickwick Papers begins, with Mr Pickwick leaning out of his lodging windows onto Goswell Street and greeting ‘that punctual servant of all work, the sun’ on a cheerful morning in 1827. How or when Green became fascinated by ballooning remains a mystery. Fruit and veg do not seem an obvious source of aerial longings. He would only say that ballooning started as a hobby, after he had been trying to improve the gas lighting in the family shop. Possibly the idea for using mains coal gas to inflate a balloon came to him during these experiments.⁵

Born in 1785, Green was working full-time in his father’s shop from the age of fifteen, and little is known about his earliest flights until 1821, when he was approaching forty. It would seem that he began ballooning when he was already a successful businessman, perhaps as a kind of sport, and was determined to find a way around the huge expense of hydrogen. He made his first ascent using coal gas, from the newly installed Piccadilly mains, launching from Green Park in London on 19 July 1821. But Green must already have had some reputation as a balloonist, for the launch was part of the public celebrations for the coronation of George IV, the balloon was decorated with the royal arms, and the site at Green Park was close to St James’s Palace. This was not usually a place of popular entertainment, and the ascent must have been officially sanctioned and even subsidised.

Green gradually established himself as part of a new generation of professional balloonists. They could hire out their services, and their balloons, to any employer or institution who wanted to celebrate a special occasion or mark a notable event. But initially Green still had to put on novelty shows like Garnerin, and he is recorded as ascending on the back of a horse harnessed to his balloon hoop from the Eagle Tavern, City Road, in August 1828. This was the same tavern from which Lieutenant Harris and Miss Stocks had launched their fatal flight four years previously.

A friend gave a whimsical description of Green in these early fairground days, going aloft on the back of a pony, while feeding him by hand with beans. He added a brief biography of the pony’s career with Green: ‘Finally having experienced more ups and downs than any horse, perhaps, that ever existed, he quitted a life of public service, and was buried in the garden of his master at Highgate where he now reposes.’⁶

What made Green exceptional, quite apart from his flying skills, was his ability as a businessman. He drastically reduced the cost of commercial ballooning by negotiating an agreement with the London Gas Light and Coke Company to purchase coal gas to power his balloons. The concept of using ‘pit-coal’ gas for ballooning was not new, and had been recommended by Tiberius Cavallo in his Aerostation study as long ago as 1785. But it took Victorian technology and enterprise to apply it. The London Gas Company had itself only been founded in 1812, but within five years it had laid nearly thirty miles of gas mains, and a decade later had more than enough capacity to inflate Green’s balloons.

Green had calculated, using experiments with small models, that household coal gas was about half as effective as hydrogen, but less than a third of the cost. A seventy-thousand-cubic-foot balloon would cost £250 to inflate with hydrogen, but only about £80 with coal gas. It was also much quicker and safer to use, as it was delivered under pressure by the urban gas mains, which also supplied street lamps and public buildings.⁷

By 1835 Green had made over two hundred ascents, and established himself as the leading professional balloonist in Britain. He had also invented a new piece of balloon technology: the trail rope. This was a simple, self-regulating ballast device, which allowed a gas balloon to adjust its own height when flying at altitudes below five hundred feet. Made of heavy manila cordage, the trail rope was winched out of the basket and simply left to drag along the ground several hundred feet below. Whenever the balloon dropped closer to the ground, more trail rope – and hence more ballast weight – was transferred from the balloon basket to the earth. Thus lightened, the balloon would rise again to a new point of balance. It was a very neat form of homeostatic device, typical of Green’s supremely practical turn of mind. He never attempted to patent it, and it was soon employed by aeronauts across Europe.

Of course the trail rope could not be used over cities, or any kind of built-up or industrialised area. But apart from London and the sea ports, the cathedral cities of the shires and the manufacturing towns of the Midlands, England was still very largely a rural landscape. So Green employed his trail rope with what now seems amazing insouciance across the whole countryside: dragging it crashing through lines of trees and hedgerows, hissing across fields of crops or cattle, and not infrequently lifting the odd tile or slab of stonework from church roofs or isolated barns. This was a land still without barbed wire, let alone telegraph lines or electrical pylons, and the trail rope suggests a lost age of open parklands, isolated villages and largely unpopulated countryside.fn12 If he descended on a gentleman’s estate, Green could expect immediate help from the estate labourers, and usually a warm welcome and much hospitality from the squire at the great house. The balloon was in its own way an old-fashioned expression of pastoral values and pleasures.

But it was also a commercial proposition. In 1836 Green negotiated an agreement with Frederick Gye and Richard Hughes, proprietors of the immensely popular Vauxhall Pleasure Gardens, on the banks of the Thames, to supply balloon events as part of the garden’s attractions to Londoners, alongside brass bands, food stalls and horse-riding. Balloons were also a superb new means of publicity. For the next twenty years Vauxhall became associated with spectacular balloon launches, and various balloon dramas, until it was finally closed in 1859.

Part of Green’s contract provided him with the finances to construct to his own specification a huge eighty-foot-high coal-gas balloon with a seventy-thousand-cubic-foot capacity. It cost £2,000, an unheard-of sum, and was known initially as the Royal Vauxhall. Its livery was a red-and-white vertical candy stripe, with a Latin inscription from Ovid’s Metamorphoses emblazoned grandly round the circumference: ‘Caelum certe patet, ibimus illi’ – ‘Surely the sky lies open, let us go that way!’fn13 This was taken as signifying an appropriate pedagogical gesture on the part of Green or the Vauxhall proprietors: balloon travel was not mere entertainment, it would open the mind as well as the skies.

The Royal Vauxhall was capacious, with a nine-foot oval wickerwork basket, capable of carrying at least nine passengers, as well as a massive grappling iron and a huge hand-cranked winch to raise and lower the famous manila trail rope. To begin with it supplied paying passengers with short, tethered ascents to a hundred feet, so they could admire a view that stretched right up the Thames to the Houses of Parliament and St Paul’s. Equally, of course, the balloon could itself be seen for miles around London, a hugely effective piece of advertising.

After various preliminary trials, Green pulled off the most spectacular advertising coup for the Gardens in November 1836, when he set out on a legendary overnight flight from London to the Continent. The balloon team consisted of Green himself, Robert Hollond, a wealthy MP who partly financed the flight, and Monck Mason, an Irish musician and balloon enthusiast (suitably, he played the flute) who talked and wrote with great fluency, and undertook to record the whole event.

The departure was well publicised, especially the spectacular list of supplies that were intended to victual the three-man crew for up to three weeks. These included forty pounds of ham, beef and tongue; forty-five pounds of cooked game and preserves; forty pounds of bread, sugar and biscuits; and not least sixteen pints each of sherry, port and brandy, together with several dozen bottles of champagne. By dividing these figures by sixty, it is possible to estimate the minimum that each of these three Victorian gentleman was expected to consume per diem. For example: one and a half pounds of meat, half a pound of biscuits, a pint of fortified wines, and several glasses of champagne. Indeed, Mason made many jokes about the ‘high flavour and exalted merits’ of their supplies.

Much of the weight of these provisions (two hundred pounds) would eventually of course become expendable organic ballast, although the exact arrangements for disposing of this were not advertised. To this was added four hundredweight of the actual sand ballast, hung in sacks round the outer edge of the basket.⁹ Overall, the weight and worldly solidity of the crew’s creature comforts were seen not as luxuries, but as a guarantee of good preparation and serious intent. In a gas balloon the amount of ballast defined the potential for remaining airborne.

Of course, food supplies were not their only baggage. There was heavy clothing including cloaks and fur hats; carpet bags for personal items; repair equipment and maps; ‘speaking trumpets, barometers, telescopes, lamps, wine jars and spirit flasks’; the mighty trail rope; hundreds of extra yards of rope and cordage; Bengal flares; and a patent safety lamp, designed on the principle of the Davy miner’s lamp. Finally there was Green’s particular delight, a patent portable coffee-brewer. Ingeniously, it worked by ‘slaking’ a supply of quick lime with water in a metal canister, thereby producing ‘chemical heat’ (calcium hydroxide) without any open flame. Moreover, it could be emptied and replenished as required.¹⁰

Most of these articles were suspended above the crew’s heads, around the wooden hoop of the balloon, in a carousel of swinging sacks and nets and bags, producing the effect of some fabulous airborne hardware store. The total payload or lifting capacity of the eighty-foot Vauxhall – including the men, the equipment, the supplies and the sand ballast – was just under three thousand pounds, the equivalent of about fifteen robust men (or a modern rugby team with their boots on).

3

Watched by an enormous crowd, they launched from the Cremorne section of the Vauxhall Gardens at 1.30 p.m. on 1 November 1836, with approximately three hours of daylight in hand. They sailed rapidly eastwards across London, down the Thames, over Rochester, diagonally across north Kent towards Canterbury and the North Foreland. This line of flight would take them over the Goodwin Sands, out across the North Sea towards the Baltic, and possibly even Scandinavia. It was much too far north for Green’s liking.

Green immediately impressed his crew with a quietly confident demonstration of balloon navigation. If they gained height, he announced, they would turn south. He briskly ordered Mason to release half a sack of ballast, and they watched silently as the whole horizon appeared to revolve beneath them, turning slowly and ‘majestically’ northwards at Green’s command. At first confused, Mason gradually realised that the Vauxhall had entered an upper airstream and was flying due south towards Dover. ‘Nothing could exceed the beauty of this manoeuvre,’ he thought.¹¹

They sailed over the first twinkling lights of Dover port at exactly 4.48 p.m., ‘almost vertically over the Castle’.¹² It was precisely the point from which Blanchard and Jeffries had begun their historic flight almost fifty-one years before. They crossed the Channel just before dusk, overflying Calais at three thousand feet, and then dropping to recover the easterly airstream. As the last light failed, Green calculated their average land speed so far at twenty-five miles per hour, with the probability that it would increase over the flat expanses of Flanders and Belgium. They were now on a compass course of approximately 100 degrees, a fraction south of due east, headed in the general direction of Brussels, Liège, Cologne, Frankfurt, Prague, Moscow … So the balloon disappeared into the gathering penumbra of Continental Europe.

Their next act was to sit down to a huge meal of cold meats and wine, spread on the central work bench of their basket, and accompanied with ‘other liquors’. Mason noted that the champagne was unmanageable at any altitude, as due to the lower pressure it simply shot frothing out of the bottle, revealing what he called its ‘natural tendency to flying’.¹³ Perhaps under the influence of these refreshments, the landscapes of northern France seen after dusk, with isolated points of candlelight ‘burning late’ in the villages below, seemed infinitely romantic and mysterious. Equally, the bigger towns, now lit by gaslight, glowed on the horizon like unearthly sources of energy and activity. Their reflected radiance bloomed yellow and purple in the thickened atmosphere above the balloon: a first indication of urban pollution.

By midnight they had been airborne for nearly twelve hours, already something of a record. They were now flying towards the flaring lights of some huge industrial complex, distinctly set on the banks of a large river running north and south. They identified this as the river Meuse, and realised that they must have long since passed south of Brussels. The town was too big to be either Charleroi or Maastricht, and the only possibility remained Liège. They were astonished that such an ancient city should be surrounded by so much modern industry. Approached by air, and at night, this became dramatically evident.

Nestling in the valley of the river Meuse, with its historic churches and ancient markets, Liège was once the tranquil centre of the traditional textile trade of northern France. But as part of the newly independent Belgium it been transformed into one of the largest centres of heavy industry in the coalmining belt of northern Europe. With a population of nearly a hundred thousand labourers, it supported a growing number of huge ironworks and foundries, which were worked in shifts without ceasing twenty-four hours a day. Its commercial port was the third largest river port in Europe, with direct river and canal connections to Antwerp, Rotterdam and Aachen. Massive supplies of coal, iron ore and other raw materials were constantly shipped in by barge, while a steady stream of metal goods, guns and engineering parts were hurried away south-eastwards into France and south-westwards into Germany.

The balloonists, silently approaching through the night and flying very low, were transfixed by the unearthly glare of the fiery foundries moving swiftly towards them out of the darkness. The ancient centre of the city itself, set peacefully round the great oxbow curve of the Meuse, ‘the theatres and squares, the markets and public buildings’, slid quietly beneath them. But the surrounding districts ‘appeared to blaze with innumerable fires … to the full extent of all our visible horizon’.¹⁴

As they floated over this industrial inferno, they were gradually overwhelmed by the thunderous machine noise, the choking industrial smells, and the haunting sound of men below still working on the night shifts. There was disembodied shouting, coughing, swearing, metallic banging and sometimes, weirdly, sharp echoing bursts of laughter. They were being granted a unique, nightmare vision of the new industrial future, a world of ever-extending ironworks where every street was ‘marked out by its particular line of fires’. It was what Mason called the strangest glimpse of a ‘Cyclopean region’.

Mason’s disturbing account of passing over Liège later became famous in aeronautical circles. The French aeronaut Camille Flammarion recalled it as he made the same night flight over the symbolic city thirty years later. But for Flammarion, the experience was subtly different. He pointed enthusiastically to the industrial lights as they approached: ‘See, mon ami! See how beautiful this is! Do not dream of days gone by …’ The vision of manmade power and productivity deeply impressed him: ‘The Belgian towns, lit up by gaslight and the flames issuing from the smoky summits of the blast furnaces seemed to us silent aerial navigators the most dazzling spectacle. The deep sound of the Meuse, as it flowed along its course, was orchestrated by the sharper noises from the workshops, whose mysterious flames and dark smoke rose in the distance all around us.’¹⁵

But the English balloonists were shaken. Uncharacteristically distracted, Green mistakenly let their expensive coffee-brewing device fall overboard. Mason recorded this unusual error dispassionately. Having opened it over the side of the basket to shake out the expended materials, ‘Mr Green unfortunately let it slip from his hand’.¹⁶ Even less in character, Green then started to play a curious trick on the unsuspecting foundry workers below.

He lit a blazing white Bengal light, and lowered it on a rope until it was skimming ‘nearly over their heads’. He then urged Mason to shout down through the speaking trumpet ‘alternately in French and German’, as if some supernatural power was visiting them from on high. The ironworkers were being visited by the gods of the air.

Mason complacently imagined how this aeronautical trick must have ‘struck terror’ into even the boldest hearts and wisest heads of the ‘honest artizans’ beneath: ‘Catching alone the rays of the light that preceded from the artificial fire-work that was suspended close beneath us, the balloon, the only part of the machine visible to them, presented the aspect of a huge ball of fire, slowly and steadily traversing the sky, at such a distance as to preclude the possibility of it being mistaken for any of the ordinary productions of Nature …’¹⁷

As the Bengal light went out, they completed this supernatural effect by emptying half a bag of ballast sand directly onto the upturned faces a hundred feet below. Then the balloon sailed silently and invisibly away, leaving behind the puzzled tribe of Belgian foundry workers staring uncomprehendingly upwards, as these mysterious superior intelligences disappeared. ‘Lost in astonishment, and drawn together by their mutual fears,’ Mason concluded, ‘they stood no doubt looking up at the object of their terrors.’¹⁸ So the gods were also treating the ironworkers as if they were some primitive tribe.

Mason’s account of the voyage, Aeronautica, has several illustrations, views and cloudscapes, among them a very strange, dramatic one entitled ‘Balloon over Liège at Night’, taken from an imaginary point outside the basket looking across at the crew. Their faces are weirdly illuminated by the Davy lamp hung from the balloon hoop. The curving river Meuse, and the blazing foundries, are visible in the darkness below.

After midnight it was the crew’s own turn to be alarmed. Gradually all human lights on the ground disappeared. The moonless night seemed to close in around them, encircling them completely, even from below. It was an increasingly disturbing sensation. ‘The sky seemed almost black with the intensity of night … the stars shone like sparks of the whitest silver scattered upon the jetty dome around us. Occasionally faint flashes of lightning would for an instant illuminate the horizon … Not a single object of terrestrial nature could anywhere be distinguished; an unfathomable abyss of “darkness visible” seemed to encompass us on every side.’¹⁹

What was so frightening and disorientating was that the darkness seemed increasingly solid. Gone was the classic balloon feel of airy vistas, glowing luminosity and huge benign openness. The night was thickening into an alien substance. It was menacing and claustrophobic, entrapping and imprisoning them. Mason records no conversation with Green or Hollond at this time, but afterwards tried to describe what were clearly shared sensations: ‘A black, plunging chasm was around us on all sides, and as we tried to penetrate this mysterious gulf, we could not prevent the idea coming into our heads that we were cutting a path through an immense block of black marble by which we were enveloped, and which, a solid mass a few inches away from us seemed to melt as we drew near, so that it might allow us to penetrate even further into its cold and dark embrace.’²⁰

The idea of the men being thrust into or entombed in ‘an immense block of black marble’, and held there forever in its ‘cold and dark embrace’, is strangely unsettling. Is it a shivering anticipation of the Victorian horror of being buried alive; or even of some nightmare of sexual entrapment? The passage is curiously reminiscent of some of the later horror stories of Edgar Allan Poe, such as ‘The Tell-Tale Heart’. In fact it is highly likely that Poe read this very description as soon as it was published, for it turns out that he was following the accounts of Green’s balloon adventures very closely from the other side of the Atlantic.

4

The year before Green’s epic flight, Edgar Allan Poe had written one of the earliest of his fantasy stories, ‘The Unparalleled Adventure of One Hans Pfaall’, published in the mass-circulation newspaper the New York Sun in June 1835. It is a highly technical and perversely well-imagined account of a successful ascent to the moon – in a home-made balloon of ‘extraordinary dimensions’, containing forty thousand cubic feet of gas.²¹

Pfaall’s lengthy preparations are given in great detail, his equipment including a specialised telescope, barometer, thermometer, speaking trumpet, ‘etc etc etc’, but also a bell, a stick of sealing wax, tins of pemmican, ‘a pair of pigeons and a cat’. Immediately upon launching, an explosion leaves him hanging upside down from a rope beneath the balloon basket. This proves to be a typically Poe-like state of horrific suspension (‘I wondered … at the horrible blackness of my finger-nails’) which would often be repeated in later stories.

Ingeniously recovering himself by hooking his belt buckle to the rim of the basket, Hans describes how his balloon, ascending ‘with a velocity prodigiously accelerating’, rapidly overtakes the record height achieved by ‘Messieurs Gay-Lussac and Biot’. He soon crosses ‘the definite limit to the atmosphere’. On the way he has another Poe-like vision into the centre of a stormcloud: ‘My hair stood on end, while I gazed afar down within the yawning abysses, letting imagination descend and stalk about in the strange vaulted halls, and ruddy gulfs, and red ghastly chasms of hideous and unfathomable fire.’

Hans succeeds in breaking out of the earth’s gravitational field, and uses a patent ‘air-condenser’ to breathe. But his ears ache and his nose bleeds. During nineteen days and nights, he observes the steadily retreating surface of the planet, gradually reduced to a curving globe of gleaming blue oceans and white polar ice caps: ‘The view of the earth, at this period of my ascension, was beautiful indeed … a boundless sheet of unruffled ocean … the entire Atlantic coasts of France and Spain … of individual edifices not a trace could be discovered, the proudest cities of mankind had utterly faded away from the face of the earth …’

He eventually floats upwards into the moon’s gravitational sphere, and begins to drift into lunar orbit. At this point the balloon turns round and begins a rapid descent towards the lunar surface. After landing, the balloonist is surrounded by an aggressive mob of small, ugly-looking creatures, ‘grinning in a ludicrous manner, and eyeing me and my balloon askance, with their arms set akimbo’.

After desultory greetings and unsatisfactory conversations, Hans turns from them ‘in contempt’, and lifts his eyes longingly above the lunar horizon. The version of ‘earthrise’ which follows is one of the most hauntingly poetic passages in the entire story. ‘Gazing upwards at the earth so lately left, and left perhaps forever, [Hans] beheld it like a huge, dull, copper shield, about two degrees in diameter, fixed immovably in the heavens overhead, and tipped on one of its edges with a crescent border of the most brilliant gold.’

Poe’s final, delicate irony is that the moon creatures do not believe the earth is inhabited. They think Hans Pfaall is a great and inveterate liar. And when, after a five-year lunar sojourn, he somehow contrives to get a message taken back across space by ‘an inhabitant of the Moon’ to the earth, addressed to the ‘States’ College of Astronomers in the city of Rotterdam’, they in turn dismiss Hans as a ‘drunken villain’, and his missive as ‘a hoax’. Poe’s readers are sardonically asked to draw their own conclusions.

Within less than a decade, Poe would return to the subject of balloons and amazing flights. This first pioneering tale, written when he was only twenty-six, is evidently inspired by Cyrano de Bergerac’s Histoire comique. But its technical originality and brilliance, its mixture of scientific realism and metaphysical terrors, suggests the wholly new dimension of science fiction.²²

5

Perhaps to counter just such metaphysical terrors, somewhere towards 1 a.m. Green allowed the balloon to sink until the long trail rope, though invisible, was again reassuringly in touch with the ground. They minimised the flame of their overhead safety lamp, and gradually ‘the intensity of the darkness yielded’ and they could pick out very faint shapes below – vast, shadowy stretches of forest looming out against snow, and the dull gleaming curve of an enormous river which they calculated must be the Rhine. These shapes were an extraordinary relief, familiar forms which, as Mason wrote, ‘acknowledged the laws of the material world’.²³

Yet flying so close to the earth in what was evidently a landscape of steeply wooded valleys was a risk, and they had frequent moments of alarm. On one occasion around 3 a.m. a thin, luminous shape, like a watchtower or a spire, suddenly seemed to be approaching them at terrifying speed and at exactly their height. For several agonising moments all three leaned out of the basket, desperately trying to see what the obstacle was, and how they could possibly avoid it. Finally Green realised that it was a section of their own stay rope, hanging down from the crown of the balloon, not more than twenty-five feet outside the basket. But, caught by the reduced light from their low-burning lamp, it gave the alarming illusion of a distant object hovering directly in their path. Once again the night had deceived them.²⁴

The night had also become increasingly cold, and their thermometer now dropped well below freezing. Even the coffee – deprived of its lime heater – was frozen solid in its canister. They held it just above the lamp to thaw it back into liquid form. The crew were tense, and morale was a little low. They drank brandy and talked of the great polar navigator Captain William Parry, and his heroic attempts to discover the North-West Passage through the frozen wastes of the Arctic Circle, and to reach the North Pole (as it turned out, a prophetic conversation).²⁵

At 3.30 a.m. Green decided to climb back up to a safer height, and look for the first welcome indications of dawn. He discharged a little ballast, but to his surprise the balloon seemed to gather momentum as it climbed, and very shortly their barometer indicated a height of twelve thousand feet, far higher than he had intended, more than two miles up. Once again they were surrounded by total enveloping blackness and complete silence, except now there were a few scattered stars high above. As they were gazing up at these, something really terrifying happened. There was a sharp cracking sound from the balloon canopy overhead, a sudden jerk on the hoop, and then the whole basket began to drop away beneath their feet.²⁶

Mason vividly described his sensations of horror. His narrative suddenly leaps into the present tense:

At this moment, while all around is impenetrable darkness and stillness most profound, an unusual explosion issues from the machine above, followed instantaneously by a violent rustling of the silk, and all the signs which may be supposed to accompany the bursting of a balloon … In an instant the car, as if suddenly detached from its hold, becomes subjected to a violent concussion, and appears at once to be in the act of sinking with all its contents into the dark abyss below. A second and a third explosion follow in quick succession … ²⁷

Rigid with terror, clinging to the basket’s edge, Mason knew that nothing could now avert his death. Then, with equal suddenness, everything about the balloon reverted to normal. The basket became steady, the balloon canopy smooth and silent above them; all was just as tranquil and reassuring as before. Mason stood gazing blankly at Hollond, both men still clinging to the edge of the basket, pale with shock.

Green reassured his shaken passengers about what had happened. It was all quite normal, he told them with a smile, and could be explained by simple physics. While they had been flying near the ground and in increasingly cold air, the canopy of the balloon had gradually shrunk and folded in on itself, as its volume of hydrogen contracted. But as it was night, no one (except Green) had observed this. Then during their rapid ascent the balloon entered regions of lower pressure, and the hydrogen rapidly expanded again. This forced the canopy to reinflate more swiftly than usual. The loose folds of silk, concertina-ed or ‘corrugated’ together, and partially stuck by ice, did not immediately open. Only when sufficient hydrogen pressure had built up to snap them forcefully apart did the balloon resume its full shape in a series of sharp, violent unfolding movements.

Moreover, chuckled Green, the terrifying jerks on the hoop were actually the basket being pulled upwards as the balloon expanded. The sensation of falling was strictly speaking an illusion: they were actually ‘springing up’ rather than dropping down. All was well. But perhaps they should all have some more brandy?

How far this account reassured his passengers is not clear; nor even how far Green himself had been taken by surprise. It must have occurred to him that the unexpected rapidity of their ascent was in fact extremely perilous, as one of the frozen folds of silk could easily have ruptured before it was forced apart by the pressure of the hydrogen. He later emphasised to Mason that he had ‘frequently experienced the like effects from a rapid ascent’.²⁸

Altogether it was a huge relief when the November dawn slowly began to lighten the sky. The ground below seemed strangely smooth and luminous, and they gradually realised that they were again passing over ‘large tracts of snow’. The bitter cold had increased: they could see the plumes of their own breath, and the glistening ice that had formed on the lower canopy of the balloon. The question of their exact location now became pressing. According to their compass they had been travelling steadily due east for most of the night. Green made a quick dead-reckoning calculation, and concluded that, based on the speed with which they had reached Liège, it was possible they had travelled up to two thousand miles from England. This would put them somewhere over ‘the boundless planes of Poland, or the barren and inhospitable Steppes of Russia’, an alarming prospect. In fact, as Mason later admitted, this was an unduly ‘extravagant’ estimate, over 110mph, largely inspired by the long period of darkness, disorientation and terror they had experienced.²⁹ When they eventually landed at 7.30 a.m., descending inelegantly into a stand of snow-covered fir trees (their sand ballast had frozen solid and could not be properly released), they found that they were still in north Germany. Local foresters, tactfully recruited by means of the balloon’s copious stores of brandy, led them in triumph to the little country town of Weilburg. They were thirty miles north-west of Frankfurt, in the Duchy of Nassau.

Yet their achievement was spectacular. They had travelled 480 miles in eighteen hours.³⁰ This was a long-distance record for a balloon flight, at an average speed of just over twenty-six miles per hour, roughly the same rate as when they set out. But they had covered an astonishing eastwards trajectory, on a line that ran roughly through Calais and Brussels, to Liège, Coblenz, and almost as far as Frankfurt. The Vauxhall had survived in good order, and was immediately rechristened the Royal Nassau, after their landing site. News of the flight caused an international sensation. On the way back Green spent some time in France, and flew his famous balloon from several sites around Paris and at Montpellier Spa. His international reputation was made.

6

The flight inspired something like a renewed balloon craze. Crowds of tourists and foreign visitors flocked to the Vauxhall Gardens. Numerous articles, editorials and poems were published in the press. The fashionable painter John Hollins produced a striking composite portrait entitled A Consultation Prior to the Aerial Voyage to Weilburgh, which is now in the National Portrait Gallery. The balloonists and their financial backers (including Hollins himself) are shown gallantly grouped around a large planning table, with maps and sheets of calculations, like generals working out a military campaign. Green, seated at the right, gazes purposefully across the table at Robert Hollond MP, seated on the left, while Monck Mason, their historian, stands between them apparently lost in thought. The Royal Vauxhall – now the Royal Nassau – can be seen outside through a window, tethered like an impatient warhorse.

If the flight was heroic, it also had – like all balloon flights – its comic aspects. It had flown over several countries; but mostly at night, when nothing could really be seen. It had achieved a distance record, certainly; but without the balloon ever being capable of steering towards any destination. It had revolutionised long-distance travel, but without making it any more practical. Thomas Hood, famous for his Chartist ballad of the working man, ‘The Song of the Shirt’, wrote several humorous poems in praise of ballooning, including ‘The Flying Visit’. But he outdid himself with a bubbling, mock-heroic party piece, ‘Ode to Messrs Green, Hollond and Monck on their late Balloon Adventure’. It opens with a high, jocular, punning invocation in a ‘champagne style’ that he had invented especially for the occasion:

O lofty-minded men!

Almost beyond the pitch of my goose pen

And most inflated words!

Delicate Ariels! Etherials! Birds

Of passage! Fliers! Angels without wings!

Fortunate rivals of Icarian darings!

Kites without strings! … ³¹

Hood, with his gaseous puns and mocking emphasis on the amount of food and drink consumed by the aeronauts under the stars, tended to treat the whole expedition as an enormous prank. But Monck Mason was serious. After publishing several articles, his carefully completed account of the voyage appeared two years later in book form as Aeronautica (1838). He made the story especially memorable by his haunting description of night flying.

Mason later added a hundred-page appendix on the general experience of flying in balloons: the euphoric sensations of ascent, the diminution of the people below, views of clouds and sunlight, the spherical appearance of the earth beneath, and the particular panoramic and sharply ‘resolved’ view of cities, rivers, railways. He is surprisingly perceptive about the strangely ‘delineated’ sounds heard from below, and the way they create an entire sound ‘landscape’: the rural world of farm dogs, cattle, sheep-bells; but also sawing, hammering and agricultural flails; sportsmen’s guns or the ‘re-iterated percussion’ of mill wheels.

Some of this is weakened by Mason’s orotund pseudo-sublime manner, by which he attempts to give ballooning a kind of contemplative gravity, the exact opposite of Hood’s mad ‘levity’. But there are many fine existential passages: on the sense of extreme solitude and silence in ‘the immense vacuity’; on the sublime appearance of cloudscapes and the ‘Prussian blue’ zenith at high altitudes; and on the uneasy feeling of ‘intruding’ on God’s territory, ‘the especial domains of the Almighty’.³² Above all, he attempts to evoke the strange and beautiful other world of the kingdom of the air:

Above and all around him extends a firmament dyed in purple of the intensest hue, and from the apparent regularity of the horizontal plane on which its rests, bearing the resemblance of a large inverted bowl of dark blue porcelain, standing upon a rich mosaic floor or tessellated pavement. In the zenith of this mighty hemisphere – floating in solitary magnificence – unconnected with the material world by any visible tie – alone – and to all appearances motionless, hangs the buoyant mass by which he is upheld … ³³

Throughout such passages there is a curious mixture of scientific terminology – horizontal plane, zenith, buoyant mass – with the rhetoric of Victorian poetry and sublimity; even on occasion of Victorian prayers or hymns. This seems to reflect a philosophical, or even theological, problem later expressed by many Victorian balloonists. To what extent is the upper sky, where Prussian blue deepens into black, ‘the space beyond the limits of our atmosphere’,³⁴ a scientific zone or a celestial one, or both? What unknown powers or energies lurk in the terrific ‘black and fathomless abyss’ – an abyss paradoxically overhead? What monsters or deities does the upper deep contain?fn14

To give his book further weight, Mason added six other appendices to later additions. Appendix B consisted of a short biography of Charles Green, with accounts of an earlier test flight made with Green from Vauxhall to Chelmsford on 4 October 1836, and of Green’s part in the fatal Cocking parachute experiment of 1838, in which the over-confident inventor Robert Cocking leapt to his untimely death above the Thames Estuary, and almost killed his pilot Green into the bargain. Appendix C was an alphabetical checklist of all known European aeronauts between 1783 and 1836, with longer individual notes on the early pioneering figures like Blanchard, Lunardi, Sadler, Gay-Lussac and Garnerin. Appendix D, ‘On the Mechanical Direction of the Balloon’, investigated the old question of navigating a balloon. Appendix E considered Green’s use of the guide rope and other ‘equilibrium’ devices. Appendix F reflected on the limitations of bird flight (but with special praise for the gliding capacities of the South American condor ‘above the lofty peaks of the Andes’). And Appendix G indulgently reprinted further verses in praise of the Nassau flight.

Thanks to Green, ballooning had once again caught the imagination of writers, but its significance was interpreted in increasingly various ways. In 1837 Thomas Carlyle used the image of balloons in his introductory chapter, ‘The Paper Age’, in The French Revolution, to express the political risks and hopes of the time: ‘Beautiful invention, mounting heavenward – so beautifully, so unguidably! Emblem of our Age, of Hope itself.’

In 1838 John Poole (who had once seen Sophie Blanchard fall to her death in Paris) gave a more satirical but shrewdly perceptive account of a flight with Green at night over the East End of London. It seems to him very different from Paris, with its boulevards, parks and cafés. The sinister, garish lights of gin ‘palaces’, taverns, apothecaries and brothels – alternately twinkling ‘blue, green, purple and crimson’ – are used to explore the notion of the hidden city of poverty, sickness and crime. On landing near Hackney Marshes, the balloon is surrounded by a threatening mob, which has pursued it all the way ‘from Stepney, Limehouse and Poplar’. Prophetically, it was as if the balloon had trespassed into an African jungle, and stirred up an unfriendly horde of howling ‘natives’. Assaulted by ‘their yells, their savage imprecations, curses both loud and deep, their threats to destroy the balloon’, Poole, Green and his burly crew just manage to pack their equipment onto a cart, and beat a strategic retreat to the local Eagle and Child public house. Here they hole up until one in the morning, when it is safe to slip back through the silent streets to the West End and ‘civilization’.³⁶

In his poem ‘Locksley Hall’ (1842), with its own visions of social disturbance and upheaval, the thirty-three-year-old Alfred Tennyson imagined the aeronauts not merely as romantic adventurers, but also as busy commercial traders. They descend in flocks through the evening skies, to settle upon distant marketplaces around the globe. They are part Homeric travellers in the tradition of Jason and the Argonauts; but also partly hungry commercial travellers, with just a hint of a cloud of locusts descending upon an innocent land at dusk:

For I dipt into the future, far as human eye could see,

Saw the Vision of the world, and all the wonders that would be;

Saw the heavens fill with commerce, argosies of magic sails,

Pilots of the purple twilight, dropping down with costly bales …

The poem was originally drafted in 1835. But Tennyson also foresaw, like Franklin before him and H.G. Wells afterwards, balloons producing the terror of aerial warfare:

Heard the heavens fill with shouting, and there rained a ghastly dew

From the nation’s aerial navies, grappling in the central blue. ³⁷

Charles Green had established himself as much more than a balloon showman, or the publicity agent of the Vauxhall Gardens. He had resurrected the old dream of ballooning, but adapted it to the coming Victorian age. Bronze medals were even cast in his honour.

In his Preface to the second edition of Aeronautica, Mason suggested that Green’s ambitions were turning towards an Atlantic crossing. Green apparently took a quite nonchalant view of the huge distances and meteorological challenges this would involve: ‘In his view, the Atlantic is no more than a simple canal: three days might suffice to effect a passage. The very circumference of the globe is not beyond the scope of his expectations: in fifteen days and fifteen nights, transported by the trade winds, he does not despair to accomplish in his progress the great circle of the earth itself. Who can now fix a limit to his career?’³⁸

This was heady talk, and made good journalistic copy. But Mason was not a successful balloon pilot himself, merely a successful balloon passenger, and had perhaps had his head turned by all the excitement and publicity. In the same Preface he cheerfully advocated the use of a trailing guide rope ‘above fifteen thousand feet in length’. He saw no problem in this monster appendage dragging across ‘trees, houses, rivers, mountains, valleys, precipices and plains’ with what he described as ‘equal security and indifference’.³⁹

7

Two years after the publication of Aeronautica, in 1840, Green issued his own proposals to fly the Atlantic. He claimed to have identified a prevailing west-to-east wind current in the upper atmosphere, which meant that he would start the crossing from America. ‘Under whatever circumstances I made my ascent, however contrary the direction of the wind below, I uniformly found that at a certain elevation, varying occasionally but always within 10,000 feet of the earth, a current from west to east, or rather from the north of west, invariably prevailed.’

He also explained that a two-thousand-foot guide rope, fitted with canvas sea drags and copper floats, would be enough to stabilise an eighty-thousand-cubic-foot balloon and keep it airborne, without expending additional ballast, for ‘a period of three months’. He said he was only awaiting a generous sponsor to undertake the trans-Atlantic flight immediately.⁴⁰ In the end, the astute Green could find no financial backer, refused to depart without one, and the Atlantic attempt was never made.

But it was made in fiction. Green’s proposals inspired a further brilliant invention by Poe, published in the New York Sun in 1844. This time it was a news story hoax. ‘The Atlantic Balloon’ coolly presents an extraordinarily detailed and convincing account of Green and Monck Mason crossing the Atlantic from England in seventy-three hours. Much of the story is drawn from the well-publicised flight of the Royal Nassau. As the third member of the balloon crew, instead of Robert Hollond MP, Poe mischievously added his rival, the popular British thriller writer Harrison Ainsworth.

Poe’s story broke on Saturday, 13 April 1844, when the New York Sun announced that it would be issuing an ‘Extra’ containing a detailed account of a transatlantic crossing by a balloon, the ‘flying machine’ Victoria. There was also a postscript in the morning edition of the Sun, with an appropriate accumulation of exclamation marks: ‘By Express. Astounding intelligence by private express from Charleston via Norfolk! – The Atlantic Ocean crossed in three days!! – Arrival at Sullivan’s Island of a steering balloon invented by Mr Monck Mason!!!’

The Extra created an immediate sensation. According to Poe’s own account, a large crowd gathered in the square surrounding the New York Sun to wait for it, and when it appeared at two in the afternoon, it sold out immediately. The account consists of an introductory section and a journal kept by Monck Mason, to which Mr Ainsworth added a daily postscript. The introduction details the invention of the balloon by Mason (rather than Green), who adapted an Archimedean screw for the purpose of propelling a dirigible balloon through the air, inflated with more than forty thousand cubic feet of coal gas.

In contrast to the newspaper announcement, Poe’s own ‘reportage’ remains cool and apparently factual. The plain and straightforward narrative works on several levels. First, it genuinely explores the technical, scientific challenge of crossing the Atlantic, which was already beginning to obsess American aeronauts like John Wise. Next, it quietly touches on a vein of social satire, a mockery of scientific presumption and hubris which would become characteristic of the later science fiction genre. Finally, as with so many of Poe’s stories, it is a psychological study, an exploration of collective delusion, a group ‘suspension of disbelief’. Here Coleridge’s famous term takes on a new, strangely literal meaning.⁴¹ The desire to be dazzled by scientific wonders may be associated with a conscious willingness to be bamboozled or hoaxed.

Needless to say, it is also a brilliant exploitation of the growing newspaper tradition of the ‘scoop’ – and the fake scoop. American editors were shrewdly realising that their readers did not mind occasionally being taken for a ride, especially such an airborne one. This fruitful connection between balloons and newspapers was ready to expand.

4
Angel’s Eye
1

Throughout the 1840s and 1850s, dramatic ballooning stories gained increasing notice in the popular press, both in Britain and America. With the arrival of new illustrated journals, such as the Illustrated London News, founded in 1847, it was soon clear that they also offered superb opportunities for picture stories. The sheer size and glamour of a balloon, especially when contrasted with human crowds and cityscapes, were natural material for full-page and even double-page balloon ‘spreads’.

Few pieces of mid-Victorian aeronautical journalism could match Henry Mayhew’s long and rapturous account, ‘A Balloon Flight over London’, which appeared in the Illustrated London News for 18 September 1852.

Much of Mayhew’s previous writing life had prepared him for this extraordinary essay. He was one of the greatest journalists of the age, whose interests spanned everything from the fine arts to social reform. He also wrote poetry, plays, operas and would go on to produce hugely successful accounts of the early lives of two scientists: Young Humphry Davy (1855) and Young Benjamin Franklin (1861). His most famous work, London Labour and the London Poor, had been published in instalments throughout 1851, deliberately timed to coincide with the Great Exhibition, as a sobering correction to its Victorian triumphalism.

After spending much of his twenties knocking about Paris, freelancing alongside his friends William Thackeray and Douglas Jerrold, Mayhew returned to London full of ideas for a new kind of streetwise journalism. He was much taken with the irreverent and satirical style of the French magazine Le Charivari, to which the pioneering French aerial photographer Félix Nadar and many others contributed. In 1841 he helped the journalist Mark Lemon launch a quite new kind of humorous British periodical. It became Punch, with its mixture of witty essays and clever but good-natured satirical cartoons. It had an immediate success, but Mayhew and Lemon soon parted company, though remaining on excellent terms. Lemon continued at Punch, becoming a comfortable fixture in London literary clubland, and eventually one of Dickens’s most trusted editors. Meanwhile Mayhew struck out on his own, gradually developing a new kind of investigative journalism. He went far beyond the gentle, sardonic scope of Punch, contributing edgy, groundbreaking pieces to the Morning Chronicle. His special subject was London, and the underside of city life. Mayhew’s London was the city that few middle-class readers ever glimpsed: London from beneath.

For the next decade Mayhew produced hundreds of vivid, detailed reports of life in the backstreets and the rookeries, and especially on the marginal trades and skills that sustained the poorest men and women – and not least the children – of the capital. Among his celebrated and scandalous subjects were street vendors, costermongers, milkmaids, ratcatchers, mudlarks, crossing sweepers, fire eaters, prostitutes, pickpockets and dustmen. Each of his accounts was written with the clipped shape and high polish of a short story. They were buttressed by statistics, glinting with minute visual details, and brought to life with inimitable passages of dialogue.

Often these develop into simple but disturbing sequences of question and answer. ‘I make all kinds of eyes,’ the eye-manufacturer says, ‘both dolls’ eyes and human eyes; birds’ eyes are mostly manufactured in Birmingham, and as you say, sir, bulls’ eyes at the confectioner’s … A great many eyes go abroad with the dolls … The annual increase in dolls goes on at an alarming rate. As you say, sir, the yearly rate of mortality must be very high, to be sure, but still that’s nothing to the rate in which they are brought into the world … I also make human eyes. Here are two cases, in the one I have black and hazel, in the other blue and grey. Here you see are the ladies’ eyes … There’s more sparkle and brilliance about them than the gentlemen’s … There is a lady customer of mine who has been married three years to her husband, and I believe he doesn’t know she has a false eye to this day.’¹ Such material, with its mixture of the mundane and the gothic, its small revelations of human eccentricity and affection, would clearly influence the later and darker novels of Dickens.

When he had amassed about half a million words of material, Mayhew began to edit and reorganise the pieces into the form of his grim masterwork London Labour and the London Poor. Once the work was completed, he cast around for a suitable way to celebrate. It struck him that an airy overview of the great city, in whose backstreets and dark corners he had spent so many years almost buried, would be suitable. So he accepted an invitation to take a flight in one of Charles Green’s balloons.

Officially this was to be one of Green’s frequently-advertised ‘Last Ascents’ from Vauxhall Gardens. For Mayhew, the flight was also to be, in a sense, the culmination and farewell to much of his previous journalism. But it was also a celebration and a release from it. Having seen London from the darkest and most labyrinthine street level, he now wished to sail into the clear air above it. He wanted to see his huge and ‘monstrous’ city at last in the grand perspective, or – as he put it with poignant irony – from ‘an angel’s view’. What’s more, he would write about it for the leading current-affairs weekly in Britain, the Illustrated London News.

In case the ‘angel’ approach seemed rather presumptuous, he began by explaining that he was naturally ‘a coward – constitutionally and habitually timid’. As it did for most of his readers, the idea of flying in a balloon frankly appalled him: ‘I do not hesitate to confess it’. The best he could say was that he was motivated by ‘idle curiosity, as the world calls it’. Having made this apparently modest disclaimer, Mayhew immediately admitted to the most heroic previous adventures:

I had seen the great metropolis under almost every aspect. I had dived into holes and corners hidden from the honest and well-to-do portion of the Cockney community. I had visited Jacob’s Island (the plague-spot) in the height of the cholera … I had sought out the haunts of beggars and thieves … I had seen the world of London below the surface, as it were, and I had a craving to contemplate it from far above it.

Even if balloon flight turned out be more terrible than anything he had previously experienced, he was determined to try it. What he hoped to see from Mr Green’s balloon was a new vision of the city. Supposing it would be something both familiar yet apocalyptic, Mayhew prepared himself to behold

that vast bricken mass of churches and hospitals, banks and prisons, palaces and workhouses, docks and refuges for the destitute, parks and squares, and courts and alleys, which make up London – all blent into one immense black spot – to look down upon the whole as the birds of the air look down upon it, and see it dwindled into a mere rubbish heap, to contemplate from afar that strange conglomeration of vice, avarice, and low cunning, of noble aspirations and humble heroism, and to grasp it in the eye, in all its incongruous integrity, at one single glance – to take, as it were, an angel’s view of that huge town where, perhaps, there is more virtue and more iniquity, more wealth and more want, brought together into one dense focus than in any other part of the earth. ²

One of Mayhew’s most powerful images was of London miniaturised and made safe, like some huge child’s toy. He, the weary and hardbitten observer of the streets, was somehow lifted clear and transformed by his airborne vantage point. The balloon conferred on him a kind of innocence, a kind of grace:

To hear the hubbub of the restless sea of life and emotion below, and hear it, like the ocean in a shell, whispering of the incessant strugglings and chafings of the distant tide – to swing in the air high above all the petty jealousies and heart-burnings, small ambitions and vain parade of ‘polite’ society [– was to] feel, for once, tranquil as a babe in a cot.

All this gave him a strange sensation, something close to a religious experience, a celestial transfiguration. It was as if, he wrote,

you are hardly of the earth, earthy, as Jacob-like, you mount the aerial ladder, and half lose sight of the ‘great commercial world’ beneath, where men are regarded as mere counters to play with, and where to do your neighbour as your neighbour would do you constitutes the first principle in the religion of trade – to feel yourself floating through the endless realms of space, and drinking in the pure thin air of the skies, as you go sailing along almost among the stars, free as ‘the lark at heaven’s gate’, and enjoying, for a brief half hour, at least, a foretaste of that Elysian destiny which is the ultimate hope of all.

Mayhew was a master of tone and phrase. These last sentences start carefully, with an evangelical earnestness, the language of Charles Kingsley and moral uplift, but slowly elide into something more sentimental and populist. Sailing among the stars, singing ‘at heaven’s gate’, dreaming of the Elysian fields, was really a subtle reversion to the imagery of popular Victorian songs and street ballads.

Mayhew was so pleased with this piece that he included an edited version of it in his later book The Criminal Prisons of London (1862). His view of London evidently influenced Gustave Doré, as well as Dickens’s novels Bleak House and Hard Times.

2

Charles Dickens was strangely intrigued by balloons. He witnessed many launches in Vauxhall Gardens, and wrote about them several times. He knew Charles Green, and observed his aeronautical calm, his skill with a crowd, and his waving of his white top hat, with a professional admiration. Yet his reactions were far more complicated than Mayhew’s.

It is surprising that the great master of human exotica, and the writer who enshrined the English stagecoach in imaginative literature (notably in The Pickwick Papers), never actually ventured to set foot in a balloon basket himself. There is no record of Dickens ever leaving terra firma, except in his dreams. As a result, unlike Mayhew, all Dickens’s balloon observations are made from the ground. Of course he may simply have had a quite reasonable fear of heights; or there may have been more mysterious influences at work. He may even have regarded balloon flying as immoral – as a sort of suicidal surrender of self-command.

Dickens gives a surprisingly sarcastic account of one of Green’s early balloon launches in a light-hearted piece of reportage entitled ‘Vauxhall Gardens by Day’, later collected in Sketches by Boz (1836). He seems particularly exercised by the gullibility of the crowd, its surrender to the meaningless novelty overhead.

The gardens disgorged their multitudes, boys ran up and down screaming ‘bal-loon;’ and in all the crowded thoroughfares people rushed out of their shops into the middle of the road, and having stared up in the air at two little black objects till they almost dislocated their necks, walked slowly in again, perfectly satisfied.

There is a sense here that ballooning is an art of illusion, almost a conjuring trick played upon a credulous audience. Yet it is also a symbol of novelty and popular excitement, and Dickens’s illustrator Phiz used it to witty effect in his cover drawing for the collected Boz essays. This ambiguous impression is sharpened in Dickens’s comments on the subsequent newspaper coverage, making a series of sly digs at an interview that Green gave to over-enthusiastic reporters.

The next day there was a grand account of the ascent in the morning papers, and the public were informed how it was the finest day but four in Mr. Green’s remembrance; how they retained sight of the earth till they lost it behind the clouds; and how the reflection of the balloon on the undulating masses of vapour was gorgeously picturesque; together with a little science about the refraction of the sun’s rays, and some mysterious hints respecting atmospheric heat and eddying currents of air. ³

The key note here is one of bathos. Balloon science is all gas, self-inflation, and altogether much ado about nothing. The tone is similar to that of Dickens’s celebrated satire on the newly formed British Association for the Advancement of Science, which he memorably attacked under the mocking title of ‘The Mudfog Association for the Advancement of Everything’ (1837).

Later, as editor of the weekly journal Household Words (1850–59), Dickens recognised the drama and popularity of balloons, and commissioned several articles on the subject. These included some short pieces of straight reportage, such as ‘Over the Water’, ‘A Royal Balloon’ and ‘A Royal Pilot-Balloon’.⁴ But by far the longest was a well-researched but inescapably comic treatment of the entire history of aerostation, dwelling in loving detail on its most satisfactory catastrophes. It was simply entitled ‘Ballooning’.

The piece seems to have been triggered by the extraordinary gallery of aerostats on display at the Great Exhibition of 1851. Whether Dickens regarded these as an expression of imperial hubris, or simply as a display of scientific absurdity, he deliberately commissioned a hostile feature. His chosen reporter for the task was Richard Hengist Horne, a literary adventurer and poet who had travelled in Mexico and Canada, and would soon emigrate to Australia. Although he had once been the schoolfellow of John Keats, Horne’s aeronautical credentials were not evident. His previous works included a verse drama, Prometheus the Firebringer, and he had had a long, passionate friendship with Elizabeth Barrett Browning. But his droll essay clearly met with Dickens’s editorial approval, as it ran to sixteen columns and was given the lead in Household Words No. 33 on Saturday, 25 October 1851.

Horne kicked off with the deadpan observation that travelling through ‘the sublime highways of the air’ was not entirely natural. Man was never intended to be ‘lord of the clouds’. The urge to fly might have existed from ‘time immemorial’, yet among balloonists it seemed to take on a morally questionable form. ‘Eccentric ambition, daring, vanity, and the love of excitement and novelty’ inspired them quite as much as ‘the love of science and of making new discoveries’.

Horne then embarked on a relentlessly mocking history of man’s disastrous attempts to become airborne: ‘We do not allude to the Icarus of old, or any fabulous or remote aspirants, but to modern times.’ These attempts included ‘a flying monk of Malmesbury’ who became ‘impudent and jocose’ on the subject of tail-feathers; a flapping French marquis who crash-landed in the Seine and broke his leg against ‘one of the floating machines of the Parisian laundresses’; and a citizen of thirteenth-century Bologna who was persecuted by the Inquisition because he failed to drown when his flying machine landed in the river Reno, thus of course inadvertently proving he was a witch.

After summarising the various adventures of Charles Green, Horne turned to the fantastical collection of balloons on display in the Aeronautical Hall of the Great Exhibition. He enumerates them without comment: ‘One has the appearance of a huge Dutch vegetable marrow … another a silver fish with revolving fins … a huge inflated bonnet … a large firework case … the skeleton of some fabulous bird’. Dickens had clearly given Horne carte blanche, and the article continued in this supercilious vein to the end.⁵

Why should Dickens have felt so hostile towards ballooning? He was always ready to poke fun at scientific pretentions, but his mockery seemed to go deeper than this. It is clear that he despised balloons as a form of mass entertainment. He felt that they exploited both the credulity of the public and the courage of the balloon ‘artist’. But he may also have feared them at some less conscious level. A clue appears in an extraordinary essay he wrote on the subject of ‘Nightmares’. Here he makes a strange and startling comparison between the expectant crowd at a Vauxhall balloon launch and the similarly expectant spectators at a public hanging outside a London prison.

This intimate essay, which Dickens nevertheless published in Household Words, opens with the author lying awake in the dark, insomniac, unable to settle his thoughts, and besieged by obsessive and even perverse images. He tries to distract himself:

The balloon ascents of this last season. They will do to think about, while I lie awake, as well as anything else. I must hold them tight though, for I feel them sliding away, and in their stead are the Mannings, husband and wife, hanging on the top of Horse-monger Lane Jail. In connexion with which dismal spectacle, I recall this curious fantasy of the mind. That, having beheld that execution, and having left those two forms dangling on the top of the entrance gateway – the man’s, a limp, loose suit of clothes as if the man had gone out of them; the woman’s, a fine shape, so elaborately corseted and artfully dressed, that it was quite unchanged in its trim appearance as it slowly swung from side to side – I never could, by my uttermost efforts, for some weeks, present the outside of that prison to myself (which the terrible impression I had received continually obliged me to do) without presenting it with the two figures still hanging in the morning air …

Here the essay breaks off in horror. Then Dickens tries again with balloons:

The balloon ascents of last season. Let me reckon them up. There were the horse, the bull, the parachute, – and the tumbler hanging on – chiefly by his toes, I believe – below the car. Very wrong, indeed, and decidedly to be stopped. But, in connexion with these and similar dangerous exhibitions, it strikes me that that portion of the public whom they entertain, is unjustly reproached. Their pleasure is in the difficulty overcome. They are a public of great faith, and are quite confident that the gentleman will not fall off the horse, or the lady off the bull or out of the parachute, and that the tumbler has a firm hold with his toes. They do not go to see the adventurer vanquished, but triumphant. ⁶

For Dickens, the balloon basket and the public scaffold seemed intimately, even vertiginously, linked. They both hold out the idea of humiliation, exposure and death: the horrific promise of a fatal fall. The novelty ascents arranged by Green and others – the man on a horse, the woman on a bull (surely a Dickens invention?) – make this even worse by trivialising the terror. Worst of all is the lone ‘tumbler’, hanging over the abyss ‘chiefly by his toes’.

And here perhaps lies a possible explanation. It is with this solitary acrobat, totally exposed above the crowd, that Dickens the solitary writer surely identifies. Both ballooning and writing are ‘dangerous exhibitions’. The writer, like the balloonist, hopes to be ‘triumphant’ in front of his audience, the ‘public of great faith’. But he – or she – may fail, ‘vanquished’ despite all their skill, and drop to their long death as from a scaffold. Ballooning haunted Dickens because it reminded him of the permanent, secret terror of successful writing, the ultimate exposure of the popular entertainer, and the public fall from grace.

It is no coincidence that Dickens also slipped a balloon, almost unnoticed, into the famous, grim opening of Bleak House (1853). He wrote: ‘Fog in the Essex marshes, fog on the Kentish heights … Fog in the eyes and throats of ancient Greenwich pensioners … Chance people on the bridges peering over the parapets, into a nether sky of fog, with fog all round them as if they were up in a balloon and hanging in misty clouds.’ Here the balloon has become again an image of helplessness and doom. The very word ‘hanging’ has an uneasy echo of Dickens’ scaffold nightmare.

3

But usually the Victorian balloon had far more progressive associations. Scientific ascents also took place from Vauxhall Gardens, manned by serious gentlemen in top hats, prepared to observe and measure and speculate.

The use of the aerial panorama was even encouraged as a tool of sociological investigation. By studying the city from above, with the objective ‘angel’s eye’, it was possible to reveal much about its social structure, its balance of commercial and private dwellings, and especially (as both Poole and Mayhew had remarked) its savage contrasts of rich and poor. One indirect result of this was the famous ‘poverty maps’ compiled by the philanthropist Charles Booth in the 1880s.

These, with their colour codings and careful urban annotations, adapted the balloon overview as a technical device for compiling and storing new kinds of information. Here the ‘angel’s eye’ has become both analytical and philanthropic. The balloon perspective has become an expression of the Victorian social conscience. The ‘panoptic’ view leads potentially to both planning and improvement. It is ‘godlike’ in a new, secular way. It is an instrument of social justice, even moral redemption.

Another, more commercial, use of the panoramic ‘airborne’ view was to develop a new kind of tourist’s or visitor’s guide to the great cities. These were particularly successful with the main landmarks and thoroughfares of London and Paris. They invited the newcomer to overfly the great metropolis in imagination, to float calmly above its streets and squares, and to link one district with another. Thus journeys could be planned in a new way, and the visitor could achieve a new kind of ‘orientation’. They may even have helped people to think about the layout of big cities in a different way, no longer as a series of fixed localities or distinct villages, but as a flowing, dynamic urban environment actively linked by a moving network of cabs, horse-drawn omnibuses and trams; and later by underground railways and motor cars. Indeed, the first section of the London Underground (part of the Metropolitan and City Line) opened as early as 1863.

Panoramic, fold-out maps began to be published in the 1850s and 1860s, forerunners of the famous A to Z guides. One of the most successful was published by Appleyard & Hetling in 1854, ‘In a Case for the Pocket’, priced one shilling and sixpence. It was comprehensively entitled A Balloon View of London Taken by Daguerreotype Process, Exhibiting Eight Square Miles, Showing all Railway Stations, Public Buildings, Parks, Palaces, Squares, Streets etc … Forming a Complete Street Guide.⁷ In fact the ‘daguerreotype’ claim was certainly misleading, as there is no record of a genuine aerial photograph of a city before 1858–59 (Paris and Boston were to be the first). But the combination of balloon and photography evidently had a fashionable, up-to-the-minute appeal.

The ‘angel’s eye’ might also be used to celebrate or commemorate particular events. One of the most memorable of these was the airborne view of the Great Fire of Newcastle, which broke out at one o’clock in the morning of 6 October 1854. Starting with a horrific explosion in a chemical warehouse in Gateshead containing hundreds of tons of sulphur, naphtha, brimstone, and arsenic, the flames leaped across the river Tyne into Newcastle and burned for two days, causing over a million pounds’ worth of damage, and terrible loss of life.

An image of this catastrophe was presented by the Illustrated London News on 14 October, like an action photograph taken from a balloon. From an imaginary viewpoint some five hundred feet above Gateshead, it gives a startling panorama of houses, bridges, churches, quaysides, ships and factories, looking across the Tyne towards the great railway viaduct running through the centre of Newcastle. The pale autumnal tone of the print, predominately blue and white, is clearly the wan, aching light of dawn. But the picture is also realistically coloured and animated with leaping flames, wind-torn smoke and tiny fleeing figures, as if it was being observed in real time. (To the modern observer there is an unmistakable resonance with the hurrying, peopled cityscapes of L.S. Lowry.) It achieves a kind of mythic quality, a vision of the industrial city devoured by fire, the icon of a modern secular version of hell. Or perhaps more accurately ‘cleansed’ by fire, and thereby becoming a kind of purgatory.

The picture was published above a vivid piece of reportage, which itself achieved the extraordinary effect of an all-seeing eye.

The streets in the neighbourhood of the explosion presented a most melancholy spectacle. Men, women, and children in their night dresses might be seen rushing from their abodes in search of shelter, they knew not whither. In Gateshead particularly the scene was most distressing – mothers were vainly trying to return for a child, forgotten in the suddenness of escape – and children were searching for their parents. The quay on the Newcastle side of the river was literally strewed with burning staves and rafters, covered with sulphur, and burning like matches. Adults and children, confused by the awful catastrophe, went staggering to and fro as if intoxicated, uttering lamentable and piercing cries. At one time the whole town seemed to be devoted to the rampant agency of fire … The shop fronts and windows upon the Quayside, the Sandhill, the Side, and all the neighbouring streets, were almost universally blown out, and the gas lights, for a square mile around the spot, were extinguished in a moment, adding a weird and horrible confusion to the scene. The streets rapidly filled with the entire population of the lower parts of Newcastle, hundreds of them in their night clothes, and seriously injured. The blood-begrimed countenances of many, and the shrieks, wailing, and lamentations to be heard on every side, commingling with the voices of others devoutly calling upon the Lord to have mercy upon them, made up a scene which has been seldom paralleled. ⁸

The fire’s impact was so great that a national disaster fund was launched to relieve the destitute citizens, and the first contribution was made by Queen Victoria herself. The Illustrated London News reported a striking example of Victorian philanthropy: ‘The public sympathy for the numerous poor families, who were rendered destitute by this terrible catastrophe, was displayed in the most marked manner throughout the kingdom. Upwards of £11,000 were subscribed for their relief. No less than eight hundred families applied for assistance from the funds …’ Money was also given to institutions like the Newcastle Infirmary and the Gateshead Dispensary. The image of the burning northern industrial city, with its displaced citizens wandering the streets like lost souls in purgatory, struck very deep. It was said that Queen Victoria, in an unprecedented departure from royal protocol, ordered that the royal train on the way to Balmoral should halt on the famous High Level Bridge above Gateshead so she could look down at the devastated city and weep.

Balloons were also used to celebrate colonial cities, and inspire imperial links, notably in Australia. In 1858 the British balloon the Australian made some startling flights over Melbourne and Sydney. There was a late-summer-night ascent in March from Cremorne Gardens, Melbourne, in which a basketful of local dignitaries sailed over the Botanical Gardens in bright moonlight, with a magical sight of the festival fireworks far below. But, attempting to land at Battam’s Swamp, they found themselves in a working-class district, and the balloon basket was seized by a violent crowd. Amid vocal democratic objections to such ‘superior’ transport, the distinguished guests were forced to escape by jettisoning champagne bottles, picnic hampers, several bags of sand ballast, and finally throwing off a few hardy objectors still clinging to the sides of the basket. Unlike America, ballooning in Australia remained an essentially urban entertainment. There is no record of any practical attempts to explore the Australian interior by balloon at this time. Burke and Wills, starting on their epic journey from Melbourne to the Gulf of Carpentaria in August 1860, stuck firmly and fatally to the ground.fn15

Vauxhall Gardens finally closed after its ‘Last Night for Ever’ on 26 July 1859. Many reasons were given for this. The proprietors blamed the magistrates who continually banned their most popular attractions as either too dangerous, or too disruptive to the newly respectable neighbourhood of Kennington. Ballooning and fireworks displays were particularly blamed for this. But other factors certainly played a part: the gardens had become run-down and tawdry, and were considered old-fashioned; the railway, which ran past the main entrance, had made travel further afield much easier and cheaper; seaside towns, with their Vauxhall-like piers, were becoming fashionable; and, finally, the site itself was too valuable as property, and the blandishments of developers eventually persuaded the proprietors to sell up.⁹

At about this time Charles Green, after more than five hundred successful ascents and now in his seventies, also went into retirement. He purchased an elegant little house on a hillside above the Holloway Road, North London, and named it ‘Aerial Villa’. But he kept a weather eye on the horizon.

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