The Bābur-nāma

Introductory

This book is a translation of Babur Padshah’s Autobiography, made from the original Turki text. It was undertaken after a purely-Turki manuscript had become accessible in England, the Haidarabad Codex (1915) which, being in Babur’s ipsissima verba, left to him the control of his translator’s diction – a control that had been impracticable from the time when, under Akbar (1589), his book was translated into Persian. What has come down to us of pure text is, in its shrunken amount, what was translated in 1589. It is difficult, here and there, to interpret owing to its numerous and in some places extensive lacunæ, and presents more problems than one the solution of which has real importance because they have favoured suggestions of malfeasance by Babur.

My translation has been produced under considerable drawback, having been issued in four fasciculi, at long intervals, respectively in June 1912, May 1914, October 1917, and September 1921. I have put with it of supplementary matter what may be of service to those readers whom Babur’s personality attracts and to those who study Turki as a linguistic entertainment, but owing to delays in production am unable to include the desiderata of maps.

Chapter I.

BABUR’S EXEMPLARS IN THE ARTS OF PEACE

Babur’s civilian aptitudes, whether of the author and penman, the maker of gardens, the artist, craftsman or sportsman, were nourished in a fertile soil of family tradition and example. Little about his teaching and training is now with his mutilated book, little indeed of any kind about his præ-accession years, not the date of his birth even, having escaped destruction.1 Happily Haidar Mirza (q. v.) possessed a more complete Codex than has come down to us through the Timurid libraries, and from it he translated many episodes of Baburiana that help to bridge gaps and are of special service here where the personalities of Bābur’s early environment are being named.

Babur’s home-milieu favoured excellence in the quiet Arts and set before its children high standard and example of proficiency. Moreover, by schooling him in obedience to the Law, it planted in him some of Art’s essentials, self-restraint and close attention. Amongst primal influences on him, his mother Qut-luq-nigar’s ranked high; she, well-born and a scholar’s daughter, would certainly be educated in Turki and Persian and in the home-accomplishments her governess possessed (ātūn q.v.). From her and her mother Aisan-daulat, the child would learn respect for the attainments of his wise old grandfather Yunas Khan. Aisan-daulat herself brought to her grandson much that goes to the making of a man; nomad-born and sternly-bred, she was brave to obey her opinion of right, and was practically the boy’s ruling counsellor through his early struggle to hold Farghana. With these two in fine influence must be counted Khan-zada, his five-years elder sister who from his birth to his death proved her devotion to him. Her life-story tempts, but is too long to tell; her girlish promise is seen fulfilled in Gul-badan’s pages. ‘Umar Shaikh’s own mother Shah Sultan Begim brought in a type of merit widely differing from that of Aisan-daulat Begim; as a town-lady of high Tarkhan birth, used to the amenities of life in a wealthy house of Samarkand, she was, doubtless, an accomplished and cultured woman.

‘Umar Shaikh’s environment was dominated for many years by two great men, the scholar and lover of town-life Yunas Khan and the saintly Ahrari (i. e. Khwaja ‘Ubaidu’l-lah) who were frequently with him in company, came at Babur’s birth and assisted at his naming. Ahrari died in 895-1491 when the child was about seven years old but his influence was life-long; in 935-1529 he was invoked as a spiritual helper by the fever-stricken Babur and his mediation believed efficacious for recovery (pp. 619, 648). For the babe or boy to be where the three friends held social session in high converse, would be thought to draw blessing on him; his hushed silence in the presence would sow the seed of reverence for wisdom and virtue, such, for example, as he felt for Jami (q. v.). It is worth while to tell some part at least of Yunas’ attainments in the gentler Arts, because the biography from which they are quoted may well have been written on the information of his wife Aisan-daulat, and it indicates the breadth of his exemplary influence. Yunas was many things – penman, painter, singer, instrumentalist, and a past master in the crafts. He was an expert in good companionship, having even temper and perfect manners, quick perception and conversational charm. His intellectual distinction was attributed to his twelve years of wardship under the learned and highly honoured Yazdi (Sharafu’d-din ’Ali), the author of the Zafar-nama [Timur’s Book of Victory]. That book was in hand during four years of Yunas’ education; he will thus have known it and its main basis Timur’s Turki Malfūzāt (annals). What he learned of either book he would carry with him into ‘Umar Shaikh’s environment, thus magnifying the family stock of Timuriya influence. He lived to be some 74 years old, a length of days which fairly bridged the gap between Timur’s death [807-1404] and Babur’s birth (888-1483). It is said that no previous Khan of his (Chaghatai) line had survived his 40th year; his exceptional age earned him great respect and would deepen his influence on his restless young son-in-law ‘Umar Shaikh. It appears to have been in ‘Umar’s 20th year (cir.) that Yunas Khan began the friendly association with him that lasted till Yunas’ death (892-1483), a friendship which, as disparate ages would dictate, was rather that of father and son than of equal companionship. One matter mentioned in the Khan’s biography would come to Babur’s remembrance in the future days when he, like Yunas, broke the Law against intoxicants and, like him, repented and returned.

That two men of the calibre and high repute of Ahrari and Yunas maintained friendly guidance so long over ‘Umar cannot but be held an accreditment and give fragrance of goodness to his name. Apart from the high justice and generosity his son ascribes to him, he could set other example, for he was a reader of great books, the Qoran and the Masnawi being amongst his favourites. This choice, it may be, led Abu’l-faẓl to say he had the darwesh-mind. Babur was old enough before ‘Umar’s death to profit by the sight of his father enjoying the perusal of such books. As with other parents and other children, there would follow the happy stilling to a quiet mood, the piquing of curiosity as to what was in the book, the sight of refuge taken as in a haven from self and care, and perhaps, Babur being intelligent and of inquiring mind and ‘Umar a skilled reciter, the boy would marvel at the perennial miracle that a lifeless page can become eloquent – gentle hints all, pointers of the way to literary creation.

Few who are at home in Baburiana but will take Timur as Babur’s great exemplar not only as a soldier but as a chronicler. Timur cannot have seemed remote from that group of people so well-informed about him and his civilian doings; his Shahrukhi grandchildren in Samarkand had carried on his author-tradition; the 74 years of Yunas Khan’s life had bridged the gap between Timur’s death in 807-1405 and Babur’s birth in 888-1483. To Babur Timur will have been exemplary through his grandson Aulugh Beg who has two productions to his credit, the Char-ulus (Four Hordes) and the Kurkani Astronomical Tables. His sons, again, Babur (qalandar) and Ibrahim carried on the family torch of letters, the first in verse and the second by initiating and fostering Yazdi’s labours on the Zafar-nama. Wide-radiating and potent influence for the Arts of Peace came forth from Herat during the reign of that Sultan Husain Mirza whose Court Babur describes in one of the best supplements to his autobiography. Husain was a Timurid of the elder branch of Bai-qara, an author himself but far more effective as a Macænas; one man of the shining galaxy of competence that gave him fame, set pertinent example for Babur the author, namely, the Andijani of noble Chaghatai family, ’Ali-sher Nawa’i who, in classic Turki verse was the master Babur was to become in its prose. That the standard of effort was high in Herat is clear from Babur’s dictum (p. 233) that whatever work a man took up, he aspired to bring it to perfection. Elphinstone varies the same theme to the tune of equality of excellence apart from social status, writing to Erskine (August, 1826), that “it gives a high notion of the time to find” (in Babur’s account of Husain’s Court) “artists, musicians and others, described along with the learned and great of the Age”.

My meagre summary of Babur’s exemplars would be noticeably incomplete if it omitted mention of two of his life-long helpers in the gentler Arts, his love of Nature and his admiration for great architectural creations. The first makes joyous accompaniment throughout his book; the second is specially called forth by Timur’s ennoblement of Samarkand. Timur had built magnificently and laid out stately gardens; Babur made many a fruitful pleasaunce and gladdened many an arid halting-place; he built a little, but had small chance to test his capacity for building greatly; never rich, he was poor in Kabul and several times destitute in his home-lands. But his sword won what gave wealth to his Indian Dynasty, and he passed on to it the builder’s unused dower, so that Samarkand was surpassed in Hindustan and the spiritual conception Timur’s creations embodied took perfect form at Sikandra where Akbar lies entombed.

Chapter II.

PROBLEMS OF THE MUTILATED BABUR-NAMA

Losses from the text of Babur’s book are the more disastrous because it truly embodies his career. For it has the rare distinction of being contemporary with the events it describes, is boyish in his boyhood, grows with his growth, matures as he matured. Undulled by retrospect, it is a fresh and spontaneous recital of things just seen, heard or done. It has the further rare distinction of shewing a boy who, setting a future task before him – in his case the revival of Timurid power, – began to chronicle his adventure in the book which through some 37 years was his twinned comrade, which by its special distinctions has attracted readers for nearly a half-millennium, still attracts and still is a thing apart from autobiographies which look back to recall dead years.

Much circumstance makes for the opinion that Babur left his life-record complete, perhaps repaired in places and recently supplemented, but continuous, orderly and lucid; this it is not now, nor has been since it was translated into Persian in 1589, for it is fissured by lacunæ, has neither Preface nor Epilogue,2 opens in an oddly abrupt and incongruous fashion, and consists of a series of fragments so disconnected as to demand considerable preliminary explanation. Needless to say, its dwindled condition notwithstanding, it has place amongst great autobiographies, still revealing its author playing a man’s part in a drama of much historic and personal interest. Its revelation is however now like a portrait out of drawing, because it has not kept the record of certain years of his manhood in which he took momentous decisions,(1) those of 1511-12 [918] in which he accepted reinforcement – at a great price – from Isma‘il the Shi‘a Shah of Persia, and in which, if my reading be correct, he first (1512) broke the Law against the use of wine,3 (2) those of 1519-1525 [926-932], in which his literary occupations with orthodox Law (see Mubin) associated with cognate matters of 932 AH. indicate that his return to obedience had begun, in which too was taken the decision that worked out for his fifth expedition across the Indus with its sequel of the conquest of Hind. – The loss of matter so weighty cannot but destroy the balance of his record and falsify the drawing of his portrait.

a. Problem of Titles.

As nothing survives to decide what was Babur’s chosen title for his autobiography, a modern assignment of names to distinguish it from its various descendants is desirable, particularly so since the revival of interest in it towards which the Facsimile of its Haidarabad Codex has contributed.4

Babur-nama (History of Babur) is a well-warranted name by which to distinguish the original Turki text, because long associated with this and rarely if ever applied to its Persian translation.5 It is not comprehensive because not covering supplementary matter of biography and description but it has use for modern readers of classing Babur’s with other Timuriya and Timurid histories such as the Zafar-Humayun-Akbar-namas.

Waqi‘āt-i-baburi (Babur’s Acts), being descriptive of the book and in common use for naming both the Turki and Persian texts, might usefully be reserved as a title for the latter alone.

Amongst European versions of the book Memoirs of Baber is Erskine’s peculium for the Leyden and Erskine Perso-English translation —Mémoires de Baber is Pavet de Courteille’s title for his French version of the Bukhara [Persified-Turki] compilation —Babur-nama in English links the translation these volumes contain with its purely-Turki source.

b. Problems of the Constituents of the Books.

Intact or mutilated, Babur’s material falls naturally into three territorial divisions, those of the lands of his successive rule, Farghana (with Samarkand), Kabul and Hindustan. With these are distinct sub-sections of description of places and of obituaries of kinsmen.

The book might be described as consisting of annals and diary, which once met within what is now the gap of 1508-19 (914-925). Round this gap, amongst others, bristle problems of which this change of literary style is one; some are small and concern the mutilation alone, others are larger, but all are too intricate for terse statement and all might be resolved by the help of a second MS. e. g. one of the same strain as Haidar’s.

Without fantasy another constituent might be counted in with the three territorial divisions, namely, the grouped lacunæ which by their engulfment of text are an untoward factor in an estimate either of Babur or of his book. They are actually the cardinal difficulty of the book as it now is; they foreshorten purview of his career and character and detract from its merits; they lose it perspective and distort its proportions. That this must be so is clear both from the value and the preponderating amount of the lost text. It is no exaggeration to say that while working on what survives, what is lost becomes like a haunting presence warning that it must be remembered always as an integral and the dominant part of the book.

The relative proportions of saved and lost text are highly significant: – Babur’s commemorable years are about 47 and 10 months, i. e. from his birth on Feb. 14th 1483 to near his death on Dec. 26th 1530; but the aggregate of surviving text records some 18 years only, and this not continuously but broken through by numerous gaps. That these gaps result from loss of pages is frequently shewn by a broken sentence, an unfinished episode. The fragments – as they truly may be called – are divided by gaps sometimes seeming to remove a few pages only (cf. s. a. 935 AH.), sometimes losing the record of 6 and cir. 18 months, sometimes of 6 and 11 years; besides these actual clefts in the narrative there are losses of some 12 years from its beginning and some 16 months from its end. Briefly put we now have the record of cir. 18 years where that of over 47 could have been.6

c. Causes of the gaps.

Various causes have been surmised to explain the lacunæ; on the plea of long intimacy with Babur’s and Haidar’s writings, I venture to say that one and all appear to me the result of accident. This opinion rests on observed correlations between the surviving and the lost record, which demand complement – on the testimony of Haidar’s extracts, and firmly on Babur’s orderly and persistent bias of mind and on the prideful character of much of the lost record. Moreover occasions of risk to Babur’s papers are known.

Of these occasions the first was the destruction of his camp near Hisar in 1512 (918; p. 357) but no information about his papers survives; they may not have been in his tent but in the fort. The second was a case of recorded damage to “book and sections” (p. 679) occurring in 1529 (935). From signs of work done to the Farghana section in Hindustan, the damage may be understood made good at the later date. To the third exposure to damage, namely, the attrition of hard travel and unsettled life during Humayun’s 14 years of exile from rule in Hindustan (1441-1555) it is reasonable to attribute even the whole loss of text. For, assuming – as may well be done – that Babur left (1530) a complete autobiography, its volume would be safe so long as Humayun was in power but after the Timurid exodus (1441) his library would be exposed to the risks detailed in the admirable chronicles of Gul-badan, Jauhar and Bayazid (q. v.). He is known to have annotated his father’s book in 1555 (p. 466 n. 1) just before marching from Kabul to attempt the re-conquest of Hindustan. His Codex would return to Dihli which he entered in July 1555, and there would be safe from risk of further mutilation. Its condition in 1555 is likely to have remained what it was found when ‘Abdu’r-rahim translated it into Persian by Akbar’s orders (1589) for Abu’l-faẓl’s use in the Akbar-nama. That Persian translation with its descendant the Memoirs of Baber, and the purely-Turki Haidarabad Codex with its descendant the Babur-nama in English, contain identical contents and, so doing, carry the date of the mutilation of Babur’s Turki text back through its years of safety, 1589 to 1555, to the period of Humayun’s exile and its dangers for camel-borne or deserted libraries.

d. Two misinterpretations of lacunæ.

Not unnaturally the frequent interruptions of narrative caused by lacunæ have been misinterpreted occasionally, and sometimes detractory comment has followed on Babur, ranking him below the accomplished and lettered, steadfast and honest man he was. I select two examples of this comment neither of which has a casual origin.

The first is from the B.M. Cat. of Coins of the Shahs of Persia p. xxiv, where after identifying a certain gold coin as shewing vassalage by Babur to Isma‘il Safawi, the compiler of the Catalogue notes, “We can now understand the omission from Babar’s ‘Memoirs’ of the occurrences between 914 H. and 925 H.” Can these words imply other than that Babur suppressed mention of minting of the coins shewing acknowledgment of Shi‘a suzerainty? Leaving aside the delicate topic of the detraction the quoted words imply, much negatives the surmise that the gap is a deliberate “omission” of text: – (1) the duration of the Shi‘a alliance was 19-20 months of 917-918 AH. (p. 355), why omit the peaceful or prideful and victorious record of some 9-10 years on its either verge? (2) Babur’s Transoxus campaign was an episode in the struggle between Shaibaq Khan (Shaibani) Auzbeg and Shah Isma‘il – between Sunni and Shi‘a; how could “omission” from his book, always a rare one, hide what multitudes knew already? “Omission” would have proved a fiasco in another region than Central Asia, because the Babur-Haidar story of the campaign, vassal-coinage included,7 has been brought into English literature by the English translation of the Tarikh-i rashidi. Babur’s frank and self-judging habit of mind would, I think, lead him to write fully of the difficulties which compelled the hated alliance and certainly he would tell of his own anger at the conduct of the campaign by Isma‘il’s Commanders. The alliance was a tactical mistake; it would have served Babur better to narrate its failure.

The second misinterpretation, perhaps a mere surmising gloss, is Erskine’s (Memoirs Supp. p. 289) who, in connection with ‘Alam Khan’s request to Babur for reinforcement in order to oust his nephew Ibrahim, observes that “Babur probably flattered ‘Alam Khan with the hope of succession to the empire of Hindustan.” This idea does not fit the record of either man. Elphinstone was angered by Erskine’s remark which, he wrote (Aug. 26th 1826) “had a bad effect on the narrative by weakening the implicit confidence in Babur’s candour and veracity which his frank way of writing is so well-calculated to command.” Elphinstone’s opinion of Babur is not that of a reader but of a student of his book; he was also one of Erskine’s staunchest helpers in its production. From Erskine’s surmise others have advanced on the detractor’s path saying that Babur used and threw over ‘Alam Khan (q. v.).

e. Reconstruction.

Amongst the problems mutilation has created an important one is that of the condition of the beginning of the book (p. 1 to p. 30) with its plunge into Babur’s doings in his 12th year without previous mention of even his day and place of birth, the names and status of his parents, or any occurrences of his præ-accession years. Within those years should be entered the death of Yunas Khan (1487) with its sequent obituary notice, and the death of [Khwaja ‘Ubaidu’l-lah] Ahrari (1491). Not only are these customary entries absent but the very introductions of the two great men are wanting, probably with the also missing account of their naming of the babe Babur. That these routine matters are a part of an autobiography planned as Babur’s was, makes for assured opinion that the record of more than his first decade of life has been lost, perhaps by the attrition to which its position in the volume exposed it.

Useful reconstruction if merely in tabulated form, might be effected in a future edition. It would save at least two surprises for readers, one the oddly abrupt first sentence telling of Babur’s age when he became ruler in Farghana (p. 1), which is a misfit in time and order, another that of the sudden interruption of ‘Umar Shaikh’s obituary by a fragment of Yunas Khan’s (p. 19) which there hangs on a mere name-peg, whereas its place according to Babur’s elsewhere unbroken practice is directly following the death. The record of the missing præ-accession years will have included at the least as follows: – Day of birth and its place – names and status of parents – naming and the ceremonial observances proper for Muhammadan children – visits to kinsfolk in Tashkint, and to Samarkand (æt. 5, p. 35) where he was betrothed – his initiation in school subjects, in sport, the use of arms – names of teachers – education in the rules of his Faith (p. 44), appointment to the Andijan Command etc., etc.

There is now no fit beginning to the book; the present first sentence and its pendent description of Farghana should be removed to the position Babur’s practice dictates of entering the description of a territory at once on obtaining it (cf. Samarkand, Kabul, Hindustan). It might come in on p. 30 at the end of the topic (partly omitted on p. 29 where no ground is given for the manifest anxiety about Babur’s safety) of the disputed succession (Haidar, trs. p. 135) Babur’s partisan begs having the better of Jahangir’s (q. v.), and having testified obeisance, he became ruler in Farghana; his statement of age (12 years), comes in naturally and the description of his newly acquired territory follows according to rule. This removal of text to a later position has the advantage of allowing the accession to follow and not precede Babur’s father’s death.

By the removal there is left to consider the historical matter of pp. 12-13. The first paragraph concerns matter of much earlier date than ‘Umar’s death in 1494 (p. 13); it may be part of an obituary notice, perhaps that of Yunas Khan. What follows of the advance of displeased kinsmen against ‘Umar Shaikh would fall into place as part of Babur’s record of his boyhood, and lead on to that of his father’s death.