Rousseau and Romanticism

CHAPTER II

ROMANTIC GENIUS

Romanticism, it has been remarked, is all that is not Voltaire. The clash between Rousseau and Voltaire is indeed not merely the clash between two men, it is the clash between two incompatible views of life. Voltaire is the end of the old world, as Goethe has put it, Rousseau the beginning of the new.

One is not to suppose, however, that Voltaire was a consistent champion of the past. He is indeed with all his superficial clearness one of the most incoherent of writers. At the same time that he defended classical tradition he attacked Christian tradition, spreading abroad a spirit of mockery and irreverence that tended to make every traditional belief impossible. The “reason” to which he appeals has all the shallowness that I have noticed in the “reason” of the eighteenth century. Though he does not fall into the Cartesian excess of abstract reasoning, and though the good sense that he most often understands by reason is admirably shrewd within certain bounds, he nevertheless falls very far short of the standards of a true classicism. He delights in the philosophy of Locke and has little sense for Greek philosophy or for the higher aspects of Greek literature. He is quite lacking in the quality of imagination that is needful if one is to communicate with what is above the ordinary rational level. So far from being capable of high seriousness, he is scarcely capable of ordinary seriousness. And so the nobility, elegance, imitation, and decorum that he is constantly preaching have about them a taint of formalism. Perhaps this taint appears most conspicuously in his conception of decorum. A man may be willing to impose restrictions on his ordinary self – and every type of decorum is restrictive – if he is asked to do so for some adequate end. The end of the decorum that an Aristotle, for example, would impose is that one may become more human and therefore, as he endeavors to show in a highly positive fashion, happier. The only art and literature that will please a man who has thus become human through the observance of true decorum is an art and literature that are themselves human and decorous. Voltaire for his part wishes to subject art and literature to an elaborate set of restrictions in the name of decorum, but these restrictions are not joined to any adequate end. The only reward he holds out to those who observe all these restrictions is “the merit of difficulty overcome.” At bottom, like so many of the Jesuits from whom he received his education, he looks upon art as a game – a very ingenious and complicated game. The French muse he compares to a person executing a difficult clog dance on a tight rope, and he argues from this comparison, not that the French muse should assume a less constrained posture, but that she should on the contrary be exemplary to the nations. No wonder the romanticists and even Dr. Johnson demurred at Voltaire’s condemnation of Shakespeare in the name of this type of decorum.

Voltaire is therefore, in spite of all his dazzling gifts, one of the most compromising advocates of classicism. Pope also had eminent merits, but from the truly classical point of view he is about as inadequate as Voltaire; and this is important to remember because English romanticism tends to be all that is not Pope. The English romanticists revolted especially from the poetic diction of which Pope was one of the chief sources, and poetic diction, with its failure to distinguish between nobility of language and the language of the nobility, is only an aspect of artificial decorum. However, the revolt from poetic diction and decorum in general is not the central aspect of the great movement that resulted in the eclipse of the wit and man of the world and in the emergence of the original genius. What the genius wanted was spontaneity, and spontaneity, as he understood it, involves a denial, not merely of decorum, but of something that, as I have said, goes deeper than decorum – namely the doctrine of imitation. According to Voltaire genius is only judicious imitation. According to Rousseau the prime mark of genius is refusal to imitate. The movement away from imitation, however, had already got well started before it thus came to a picturesque head in the clash between Rousseau and Voltaire, and if we wish to understand this movement we need to take a glance at its beginnings – especially in England.

There are reasons why this supposed opposition between imitation and genius should have been felt in England more keenly than elsewhere. The doctrine of imitation in its neo-classical form did not get established there until about the time of Dryden. In the meanwhile England had had a great creative literature in which the freedom and spontaneity of the imagination had not been cramped by a too strict imitation of models. Dryden himself, though he was doing more than any one else to promote the new correctness that was coming in from France, felt that this correctness was no equivalent for the Elizabethan inspiration. The structure that he and his contemporaries were erecting might be more regular, but lacked the boldness and originality of that reared by the “giant race before the flood”:

This contrast between the imitator and the inspired original was developed by Addison in a paper (“Spectator,” 160) that was destined to be used against the very school to which he himself belonged. For Addison was in his general outlook a somewhat tame Augustan. Nevertheless he exalts the “natural geniuses” who have something “nobly wild and extravagant” in them above the geniuses who have been “refined by conversation, reflection and the reading of the most polite authors”; who have “formed themselves by rules and submitted the greatness of their natural talents to the corrections and restraints of art.” “The great danger in these latter kind of geniuses, is lest they cramp their own abilities too much by imitation, and form themselves altogether upon models, without giving full play to their own natural parts. An imitation of the best authors is not to compare with a good original; and I believe we may observe that very few writers make an extraordinary figure in the world, who have not something in their way of thinking or expressing themselves that is peculiar to them, and entirely their own.”

Another main influence that was making against the doctrine of imitation was also largely of English origin. This was the idea of progress through scientific observation and experiment. As a result of this type of positivism, discovery was being added to discovery. Science was kindling man’s imagination and opening up before him what he really craves, the vista of an endless advance. Why should not literature likewise do something new and original instead of sticking forever in the same rut of imitation? In its Greek form the doctrine of imitation was, as I have tried to show, not only flexible and progressive, but in its own way, positive and experimental. But in modern times the two main forms of imitation, the classical and the Christian, have worked within the limits imposed by tradition and traditional models. The imitation of models, the Christian imitation of Christ, let us say, or the classical imitation of Horace, may indeed be a very vital thing, the imitation of one soul by another soul; but when carried out in this vital way, the two main forms of imitation tend to clash, and the compromise between them, as I have already said, resulted in a good deal of formalism. By its positive and critical method science was undermining every traditional belief. Both the Christian and the classical formalists would have been the first to deny that the truths of imitation for which they stood could be divorced from tradition and likewise put on a positive and critical basis. The fact is indubitable in any case that the discrediting of tradition has resulted in a progressive lapse from the religious and the humanistic to the naturalistic level. An equally indubitable fact is that scientific or rationalistic naturalism tended from the early eighteenth century to produce emotional naturalism, and that both forms of naturalism were hostile to the doctrine of imitation.

The trend away from the doctrine of imitation towards emotional naturalism finds revolutionary expression in the literary field in such a work as Young’s “Conjectures on Original Composition” (1759). Addison had asserted, as we have seen, the superiority of what is original in a man, of what comes to him spontaneously, over what he acquires by conscious effort and culture. Young, a personal friend of Addison’s, develops this contrast between the “natural” and the “artificial” to its extreme consequences. “Modern writers,” he says, “have a choice to make. … They may soar in the regions of liberty, or move in the soft fetters of easy imitation.” “An original may be said to be of a vegetable nature; it rises spontaneously from the vital root of genius; it grows, it is not made; imitations are often a sort of manufacture, wrought up by those mechanics, art and labor, out of preëxistent materials not their own.” “We may as well grow good by another’s virtue, or fat by another’s food, as famous by another’s thought.” One evidence that we are still living in the movement of which Young is one of the initiators is that his treatise will not only seem to most of us a very spirited piece of writing – that it certainly is – but doctrinally sound. And yet it is only one of those documents very frequent in literary history which lack intrinsic soundness, but which can be explained if not justified as a recoil from an opposite extreme. The unsoundness of Young’s work comes out clearly if one compares it with the treatise on the “Sublime” attributed to Longinus which is not a mere protest against a previous excess, but a permanently acceptable treatment of the same problem of genius and inspiration. Longinus exalts genius, but is at the same time regardful of culture and tradition, and even emphasizes the relation between inspiration and the imitation of models. Young insinuates, on the contrary, that one is aided in becoming a genius by being brainless and ignorant. “Some are pupils of nature only, nor go further to school.” “Many a genius probably there has been which could neither write nor read.” It follows almost inevitably from these premises that genius flourishes most in the primitive ages of society before originality has been crushed beneath the superincumbent weight of culture and critics have begun their pernicious activities. Young did not take this step himself, but it was promptly taken by others on the publication of the Ossianic poems (1762). Ossian is at once added to the list of great originals already enumerated by Addison – Homer, Pindar, the patriarchs of the Old Testament and Shakespeare (whom Young like the later romanticists opposes to Pope). “Poetry,” says Diderot, summing up a whole movement, “calls for something enormous, barbaric and savage.”

This exaltation of the virtues of the primitive ages is simply the projection into a mythical past of a need that the man of the eighteenth century feels in the present – the need to let himself go. This is what he understands by his “return to nature.” A whole revolution is implied in this reinterpretation of the word nature. To follow nature in the classical sense is to imitate what is normal and representative in man and so to become decorous. To be natural in the new sense one must begin by getting rid of imitation and decorum. Moreover, for the classicist, nature and reason are synonymous. The primitivist, on the other hand, means by nature the spontaneous play of impulse and temperament, and inasmuch as this liberty is hindered rather than helped by reason, he inclines to look on reason, not as the equivalent but as the opposite of nature.

If one is to understand this development, one should note carefully how certain uses of the word reason, not merely by the neo-classicists but by the anti-traditionalists, especially in religion, tended to produce this denial of reason. It is a curious fact that some of those who were attacking the Christian religion in the name of reason, were themselves aware that mere reason, whether one understood by the word abstract reasoning or uninspired good sense, does not satisfy, that in the long run man is driven either to rise higher or to sink lower than reason. St. Evremond, for example, prays nature to deliver man from the doubtful middle state in which she has placed him – either to “lift him up to angelic radiance,” or else to “sink him to the instinct of simple animals.”38 Since the ascending path, the path that led to angelic radiance, seemed to involve the acceptance of a mass of obsolete dogma, man gradually inclined to sink below the rational level and to seek to recover the “instinct of simple animals.” Another and still more fundamental fact that some of the rationalists perceived and that militated against their own position, is that the dominant element in man is not reason, but imagination, or if one prefers, the element of illusion. “Illusion,” said Voltaire himself, “is the queen of the human heart.” The great achievement of tradition at its best was to be at once a limit and a support to both reason and imagination and so to unite them in a common allegiance. In the new movement, at the same time that reason was being encouraged by scientific method to rise up in revolt against tradition, imagination was being fascinated and drawn to the naturalistic level by scientific discovery and the vista of an endless advance that it opened up. A main problem, therefore, for the student of this movement is to determine what forms of imaginative activity are possible on the naturalistic level. A sort of understanding was reached on this point by different types of naturalists in the course of the eighteenth century. One form of imagination, it was agreed, should be displayed in science, another form in art and literature.39 The scientific imagination should be controlled by judgment and work in strict subordination to the facts. In art and literature, on the other hand, the imagination should be free. Genius and originality are indeed in strict ratio to this freedom. “In the fairy land of fancy,” says Young, “genius may wander wild; there it has a creative power, and may reign arbitrarily over its own empire of chimeras.” (The empire of chimeras was later to become the tower of ivory.) This sheer indiscipline of the literary imagination might seem in contrast with the discipline of the scientific imagination an inferiority; but such was not the view of the partisans of original genius. Kant, indeed, who was strongly influenced in his “Critique of Æsthetic Judgment” by these English theorists,40 inclined to deny genius to the man of science for the very reason that his imagination is so strictly controlled. The fact would seem to be that a great scientist, a Newton let us say, has as much right to be accounted a genius as Shakespeare. The inferiority of the genius of a Newton compared with that of a Shakespeare lies in a certain coldness. Scientific genius is thus cold because it operates in a region less relevant to man than poetic genius; it is, in Bagehot’s phrase, more remote from the “hearth of the soul.”

The scientific and the literary imagination are indeed not quite so sharply contrasted by most of the theorists as might be inferred from what I have said; most of them do not admit that the literary imagination should be entirely free to wander in its own “empire of chimeras.” Even literary imagination, they maintain, should in some measure be under the surveillance of judgment or taste. One should observe, however, that the judgment or taste that is supposed to control or restrict genius is not associated with the imagination. On the contrary, imagination is associated entirely with the element of novelty in things, which means, in the literary domain, with the expansive eagerness of a man to get his own uniqueness uttered. The genius for the Greek, let us remind ourselves, was not the man who was in this sense unique, but the man who perceived the universal; and as the universal can be perceived only with the aid of the imagination, it follows that genius may be defined as imaginative perception of the universal. The universal thus conceived not only gives a centre and purpose to the activity of the imagination, but sets bounds to the free expansion of temperament and impulse, to what came to be known in the eighteenth century as nature.

Kant, who denies genius to the man of science on grounds I have already mentioned, is unable to associate genius in art or literature with this strict discipline of the imagination to a purpose. The imagination must be free and must, he holds, show this freedom not by working but by playing. At the same time Kant had the cool temper of a man of the Enlightenment, and looked with the utmost disapproval on the aberrations that had marked in Germany the age of original genius (die Geniezeit). He was not in the new sense of the word nor indeed in any sense, an enthusiast. And so he wished the reason, or judgment, to keep control over the imagination without disturbing its free play; art is to have a purpose which is at the same time not a purpose. The distinctions by which he works out the supposed relationship between judgment and imagination are at once difficult and unreal. One can indeed put one’s finger here more readily perhaps than elsewhere on the central impotence of the whole Kantian system. Once discredit tradition and outer authority and then set up as a substitute a reason that is divorced from the imagination and so lacks the support of supersensuous insight, and reason will prove unable to maintain its hegemony. When the imagination has ceased to pull in accord with the reason in the service of a reality that is set above them both, it is sure to become the accomplice of expansive impulse, and mere reason is not strong enough to prevail over this union of imagination and desire. Reason needs some driving power behind it, a driving power that, when working in alliance with the imagination, it gets from insight. To suppose that man will long rest content with mere naked reason as his guide is to forget that “illusion is the queen of the human heart”; it is to revive the stoical error. Schiller, himself a Kantian, felt this rationalistic rigor and coldness of his master, and so sought, while retaining the play theory of art, to put behind the cold reason of Kant the driving power it lacked; for this driving power he looked not to a supersensuous reality, not to insight in short, but to emotion. He takes appropriately the motto for his “Æsthetic Letters” from Rousseau: Si c’est la raison qui fait l’homme, c’est le sentiment qui le conduit. He retains Kant’s play theory of art without even so much offset to this play as is implied in Kant’s “purposiveness without purpose.” The nobility of Schiller’s intentions is beyond question. At the same time, by encouraging the notion that it is possible to escape from neo-classical didacticism only by eliminating masculine purpose from art, he opens the way for the worst perversions of the æsthete, above all for the divorce of art from ethical reality. In art, according to Schiller, both imagination and feeling should be free and spontaneous, and the result of all this freedom, as he sees it, will be perfectly “ideal.” His suspicion of a purpose is invincible. As soon as anything has a purpose it ceases to be æsthetic and in the same measure suffers a loss of dignity. Thus the æsthetic moment of the lion, he says, is when he roars not with any definite design, but out of sheer lustiness, and for the pure pleasure of roaring.

One may assume safely the æsthetic attitude, or what amounts to the same thing, allow one’s self to be guided by feeling, only on the assumption that feeling is worthy of trust. As appears in the very motto he took for his “Æsthetic Letters” Schiller was helped to this faith in man’s native goodness by Rousseau. We need to pause for a moment at this point and consider the background of this belief which finds not only in Schiller but in Rousseau himself, with whom it is usually associated, a rather late expression. The movement that took its rise in the eighteenth century involves, we should recollect, a break not with one but with two traditions – the classical and the Christian. If the plea for genius and originality is to be largely explained as a protest against the mechanical imitation and artificial decorum of a certain type of classicist, the assertion of man’s natural goodness is to be understood rather as a rebound from the doctrine of total depravity that was held by the more austere type of Christian. This doctrine had even in the early centuries of the faith awakened certain protests like that of Pelagius, but for an understanding of the Rousseauistic protest one does not need to go behind the great deistic movement of the early eighteenth century. God, instead of being opposed to nature, is conceived by the deist as a power that expresses his goodness and loveliness through nature. The oppressive weight of fear that the older theology had laid upon the human spirit is thus gradually lifted. Man begins to discover harmonies instead of discords in himself and outer nature. He not only sees virtue in instinct but inclines to turn virtue itself into a “sense,” or instinct. And this means in practice to put emotional expansion in the place of spiritual concentration at the basis of life and morals. In studying this drift towards an æsthetic or sentimental morality one may most conveniently take one’s point of departure in certain English writers of deistic tendency, especially in Shaftesbury and his disciple Hutcheson. Considered purely as an initiator, Shaftesbury is probably more important than Rousseau. His influence ramifies out in every direction, notably into Germany.

The central achievement of Shaftesbury from a purely psychological point of view may be said to be his transformation of conscience from an inner check into an expansive emotion. He is thus enabled to set up an æsthetic substitute not merely for traditional religion but for traditional humanism. He undermines insidiously decorum, the central doctrine of the classicist, at the very time that he seems to be defending it. For decorum also implies a control upon the expansive instincts of human nature, and Shaftesbury is actually engaged in rehabilitating “nature,” and insinuating that it does not need any control. He attains this expansiveness by putting æsthetic in the place of spiritual perception, and so merging more or less completely the good and the true with the beautiful. He thus points the way very directly to Rousseau’s rejection of both inner and outer control in the name of man’s natural goodness. Once accept Shaftesbury’s transformation of conscience and one is led almost inevitably to look on everything that is expansive as natural or vital and on everything that restricts expansion as conventional or artificial. Villers wrote to Madame de Staël (4 May, 1803): “The fundamental and creative idea of all your work has been to show primitive, incorruptible, naïve, passionate nature in conflict with the barriers and shackles of conventional life. … Note that this is also the guiding idea of the author of ‘Werther.’” This contrast between nature and convention is indeed almost the whole of Rousseauism. In permitting his expansive impulses to be disciplined by either humanism or religion man has fallen away from nature much as in the old theology he has fallen away from God, and the famous “return to nature” means in practice the emancipation of the ordinary or temperamental self that had been thus artificially controlled. This throwing off of the yoke of both Christian and classical discipline in the name of temperament is the essential aspect of the movement in favor of original genius. The genius does not look to any pattern that is set above his ordinary spontaneous ego and imitate it. On the contrary, he attains to the self-expression that other men, intimidated by convention, weakly forego.