The Essential Jung: Selected Writings

From “The Shadow” Aion, CW 9 ii, pars. 13–19

Whereas the contents of the personal unconscious are acquired during the individual’s lifetime, the contents of the collective unconscious are invariably archetypes that were present from the beginning. Their relation to the instincts has been discussed elsewhere. The archetypes most clearly characterized from the empirical point of view are those which have the most frequent and the most disturbing influence on the ego. These are the shadow, the anima, and the animus. The most accessible of these, and the easiest to experience, is the shadow, for its nature can in large measure be inferred from the contents of the personal unconscious. The only exceptions to this rule are those rather rare cases where the positive qualities of the personality are repressed, and the ego in consequence plays an essentially negative or unfavourable role.

The shadow is a moral problem that challenges the whole ego-personality, for no one can become conscious of the shadow without considerable moral effort. To become conscious of it involves recognizing the dark aspects of the personality as present and real. This act is the essential condition for any kind of self-knowledge, and it therefore, as a rule, meets with considerable resistance. Indeed, self-knowledge as a psychotherapeutic measure frequently requires much painstaking work extending over a long period.

Closer examination of the dark characteristics – that is, the inferiorities constituting the shadow – reveals that they have an emotional nature, a kind of autonomy, and accordingly an obsessive or, better, possessive quality. Emotion, incidentally, is not an activity of the individual but something that happens to him. Affects occur usually where adaptation is weakest, and at the same time they reveal the reason for its weakness, namely a certain degree of inferiority and the existence of a lower level of personality. On this lower level with its uncontrolled or scarcely controlled emotions one behaves more or less like a primitive, who is not only the passive victim of his affects but also singularly incapable of moral judgment.

Although, with insight and good will, the shadow can to some extent be assimilated into the conscious personality, experience shows that there are certain features which offer the most obstinate resistance to moral control and prove almost impossible to influence. These resistances are usually bound up with projections, which are not recognized as such, and their recognition is a moral achievement beyond the ordinary. While some traits peculiar to the shadow can be recognized without too much difficulty as one’s own personal qualities, in this case both insight and good will are unavailing because the cause of the emotion appears to lie, beyond all possibility of doubt, in the other person. No matter how obvious it may be to the neutral observer that it is a matter of projections, there is little hope that the subject will perceive this himself. He must be convinced that he throws a very long shadow before he is willing to withdraw his emotionally-toned projections from their object.

Let us suppose that a certain individual shows no inclination whatever to recognize his projections. The projection-making factor then has a free hand and can realize its object – if it has one – or bring about some other situation characteristic of its power. As we know, it is not the conscious subject but the unconscious which does the projecting. Hence one meets with projections, one does not make them. The effect of projection is to isolate the subject from his environment, since instead of a real relation to it there is now only an illusory one. Projections change the world into the replica of one’s own unknown face. In the last analysis, therefore, they lead to an autoerotic or autistic condition in which one dreams a world whose reality remains forever unattainable. The resultant sentiment d’incomplétude and the still worse feeling of sterility are in their turn explained by projection as the malevolence of the environment, and by means of this vicious circle the isolation is intensified. The more projections are thrust in between the subject and the environment, the harder it is for the ego to see through its illusions. A forty-five-year-old patient who had suffered from a compulsion neurosis since he was twenty and had become completely cut off from the world once said to me: “But I can never admit to myself that I’ve wasted the best twenty-five years of my life!”

It is often tragic to see how blatantly a man bungles his own life and the lives of others yet remains totally incapable of seeing how much the whole tragedy originates in himself, and how he continually feeds it and keeps it going. Not consciously, of course – for consciously he is engaged in bewailing and cursing a faithless world that recedes further and further into the distance. Rather, it is an unconscious factor which spins the illusions that veil his world. And what is being spun is a cocoon, which in the end will completely envelop him.

One might assume that projections like these, which are so very difficult if not impossible to dissolve, would belong to the realm of the shadow – that is, to the negative side of the personality. This assumption becomes untenable after a certain point, because the symbols that then appear no longer refer to the same but to the opposite sex, in a man’s case to a woman and vice versa. The source of projections is no longer the shadow – which is always of the same sex as the subject – but a contrasexual figure. Here we meet the animus of a woman and the anima of a man, two corresponding archetypes whose autonomy and unconsciousness explain the stubbornness of their projections. Though the shadow is a motif as well known to mythology as anima and animus, it represents first and foremost the personal unconscious, and its content can therefore be made conscious without too much difficulty. In this it differs from anima and animus, for whereas the shadow can be seen through and recognized fairly easily, the anima and animus are much further away from consciousness and in normal circumstances are seldom if ever realized. With a little self-criticism one can see through the shadow – so far as its nature is personal. But when it appears as an archetype, one encounters the same difficulties as with anima and animus. In other words, it is quite within the bounds of possibility for a man to recognize the relative evil of his nature, but it is a rare and shattering experience for him to gaze into the face of absolute evil.

Before proceeding to what Jung has to say about the contrasexual archetypes of animus and anima, it is necessary to outline his conception of the persona, since “a compensatory relationship exists between persona and anima.”

From “The Relations between the Ego and the Unconscious” Two Essays, CW 7, pars. 305–9

The persona is a complicated system of relations between individual consciousness and society, fittingly enough a kind of mask, designed on the one hand to make a definite impression upon others, and, on the other, to conceal the true nature of the individual. That the latter function is superfluous could be maintained only by one who is so identified with his persona that he no longer knows himself; and that the former is unnecessary could only occur to one who is quite unconscious of the true nature of his fellows. Society expects, and indeed must expect, every individual to play the part assigned to him as perfectly as possible, so that a man who is a parson must not only carry out his official functions objectively, but must at all times and in all circumstances play the role of parson in a flawless manner. Society demands this as a kind of surety; each must stand at his post, here a cobbler, there a poet. No man is expected to be both. Nor is it advisable to be both, for that would be “queer.” Such a man would be “different” from other people, not quite reliable. In the academic world he would be a dilettante, in politics an “unpredictable” quantity, in religion a free-thinker – in short, he would always be suspected of unreliability and incompetence, because society is persuaded that only the cobbler who is not a poet can supply workmanlike shoes. To present an unequivocal face to the world is a matter of practical importance: the average man – the only kind society knows anything about – must keep his nose to one thing in order to achieve anything worth while, two would be too much. Our society is undoubtedly set on such an ideal. It is therefore not surprising that everyone who wants to get on must take these expectations into account. Obviously no one could completely submerge his individuality in these expectations; hence the construction of an artificial personality becomes an unavoidable necessity. The demands of propriety and good manners are an added inducement to assume a becoming mask. What goes on behind the mask is then called “private life.” This painfully familiar division of consciousness into two figures, often preposterously different, is an incisive psychological operation that is bound to have repercussions on the unconscious.

The construction of a collectively suitable persona means a formidable concession to the external world, a genuine self-sacrifice which drives the ego straight into identification with the persona, so that people really do exist who believe they are what they pretend to be. The “soullessness” of such an attitude is, however, only apparent, for under no circumstances will the unconscious tolerate this shifting of the centre of gravity. When we examine such cases critically, we find that the excellence of the mask is compensated by the “private life” going on behind it. The pious Drummond once lamented that “bad temper is the vice of the virtuous.” Whoever builds up too good a persona for himself naturally has to pay for it with irritability. Bismarck had hysterical weeping fits, Wagner indulged in correspondence about the belts of silk dressing-gowns, Nietzsche wrote letters to his “dear lama,” Goethe held conversations with Eckermann, etc. But there are subtler things than the banal lapses of heroes. I once made the acquaintance of a very venerable personage – in fact, one might easily call him a saint. I stalked round him for three whole days, but never a mortal failing did I find in him. My feeling of inferiority grew ominous, and I was beginning to think seriously of how I might better myself. Then, on the fourth day, his wife came to consult me … Well, nothing of the sort has ever happened to me since. But this I did learn: that any man who becomes one with his persona can cheerfully let all disturbances manifest themselves through his wife without her noticing it, though she pays for her self-sacrifice with a bad neurosis.

These identifications with a social role are a very fruitful source of neuroses. A man cannot get rid of himself in favour of an artificial personality without punishment. Even the attempt to do so brings on, in all ordinary cases, unconscious reactions in the form of bad moods, affects, phobias, compulsive ideas, backslidings, vices, etc. The socially “strong man” is in his private life often a mere child where his own states of feeling are concerned; his public discipline (which he demands quite particularly of others) goes miserably to pieces in private. His “happiness in his work” assumes a woeful countenance at home; his “spotless” public morality looks strange indeed behind the mask-we will not mention deeds, but only fantasies, and the wives of such men would have a pretty tale to tell. As to his selfless altruism, his children have decided views about that.

To the degree that the world invites the individual to identify with the mask, he is delivered over to influences from within. “High rests on low,” says Lao-tzu. An opposite forces its way up from inside; it is exactly as though the unconscious suppressed the ego with the very same power which drew the ego into the persona. The absence of resistance outwardly against the lure of the persona means a similar weakness inwardly against the influence of the unconscious. Outwardly an effective and powerful role is played, while inwardly an effeminate weakness develops in face of every influence coming from the unconscious. Moods, vagaries, timidity, even a limp sexuality (culminating in impotence), gradually gain the upper hand.

The persona, the ideal picture of a man as he should be, is inwardly compensated by feminine weakness, and as the individual outwardly plays the strong man, so he becomes inwardly a woman, i.e., the anima, for it is the anima that reacts to the persona. But because the inner world is dark and invisible to the extraverted consciousness, and because a man is all the less capable of conceiving his weaknesses the more he is identified with the persona, the persona’s counterpart, the anima, remains completely in the dark and is at once projected, so that our hero comes under the heel of his wife’s slipper. If this results in a considerable increase of her power, she will acquit herself none too well. She becomes inferior, thus providing her husband with the welcome proof that it is not he, the hero, who is inferior in private, but his wife. In return the wife can cherish the illusion, so attractive to many, that at least she has married a hero, unperturbed by her own uselessness. This little game of illusion is often taken to be the whole meaning of life.

The ideal individual, one might postulate, would be consistently the same whatever the circumstances. In practice, most human beings adopt attitudes in public which are different from their attitudes in private. There is a dissociation of personality into “outer” and “inner”; into “mask” and “soul.” Jung affirms that, in men, the inner personality or soul is feminine, and represented as such by female figures in dreams and fantasies; whereas the opposite is true for women.

(The words preceding “q.v.” in the following passage are defined by Jung elsewhere in “Definitions.”)

From “Definitions” Psychological Types, CW 6, pars. 797–811

48. SOUL [Psyche, personality, persona, anima]. I have been compelled, in my investigations into the structure of the unconscious, to make a conceptual distinction between soul and psyche. By psyche I understand the totality of all psychic processes, conscious as well as unconscious. By soul, on the other hand, I understand a clearly demarcated functional complex that can best be described as a “personality.” In order to make clear what I mean by this, I must introduce some further points of view. It is, in particular, the phenomena of somnambulism, double consciousness, split personality, etc., whose investigation we owe primarily to the French school, that have enabled us to accept the possibility of a plurality of personalities in one and the same individual.

[Soul as a functional complex or “personality”]

It is at once evident that such a plurality of personalities can never appear in a normal individual. But, as the above-mentioned phenomena show, the possibility of a dissociation of personality must exist, at least in the germ, within the range of the normal. And, as a matter of fact, any moderately acute psychological observer will be able to demonstrate, without much difficulty, traces of character-splitting in normal individuals. One has only to observe a man rather closely, under varying conditions, to see that a change from one milieu to another brings about a striking alteration of personality, and on each occasion a clearly defined character emerges that is noticeably different from the previous one. “Angel abroad, devil at home” is a formulation of the phenomenon of character-splitting derived from everyday experience. A particular milieu necessitates a particular attitude (q.v.). The longer this attitude lasts, and the more often it is required, the more habitual it becomes. Very many people from the educated classes have to move in two totally different milieus – the domestic circle and the world of affairs. These two totally different environments demand two totally different attitudes, which, depending on the degree of the ego’s identification (q.v.) with the attitude of the moment, produce a duplication of character. In accordance with social conditions and requirements, the social character is oriented on the one hand by the expectations and demands of society, and on the other by the social aims and aspirations of the individual. The domestic character is, as a rule, moulded by emotional demands and an easy-going acquiescence for the sake of comfort and convenience; whence it frequently happens that men who in public life are extremely energetic, spirited, obstinate, wilful and ruthless appear good-natured, mild, compliant, even weak, when at home and in the bosom of the family. Which is the true character, the real personality? This question is often impossible to answer.

These reflections show that even in normal individuals character-splitting is by no means an impossibility. We are, therefore, fully justified in treating personality dissociation as a problem of normal psychology. In my view the answer to the above question should be that such a man has no real character at all: he is not individual (q.v.) but collective (q.v.), the plaything of circumstance and general expectations. Were he individual, he would have the same character despite the variation of attitude. He would not be identical with the attitude of the moment, and he neither would nor could prevent his individuality (q.v.) from expressing itself just as clearly in one state as in another. Naturally he is individual, like every living being, but unconsciously so. Because of his more or less complete identification with the attitude of the moment, he deceives others, and often himself, as to his real character. He puts on a mask, which he knows is in keeping with his conscious intentions, while it also meets the requirements and fits the opinions of society, first one motive and then the other gaining the upper hand.

[Soul as persona]

This mask, i.e., the ad hoc adopted attitude, I have called the persona, which was the name for the masks worn by actors in antiquity. The man who identifies with this mask I would call “personal” as opposed to “individual.”

The two above-mentioned attitudes represent two collective personalities, which may be summed up quite simply under the name “personae.” I have already suggested that the real individuality is different from both. The persona is thus a functional complex that comes into existence for reasons of adaptation or personal convenience, but is by no means identical with the individuality. The persona is exclusively concerned with the relation to objects. The relation of the individual to the object must be sharply distinguished from the relation to the subject. By the “subject” I mean first of all those vague, dim stirrings, feelings, thoughts, and sensations which flow in on us not from any demonstrable continuity of conscious experience of the object, but well up like a disturbing, inhibiting, or at times helpful, influence from the dark inner depths, from the background and underground vaults of consciousness, and constitute, in their totality, our perception of the life of the unconscious. The subject, conceived as the “inner object,” is the unconscious. Just as there is a relation to the outer object, an outer attitude, there is a relation to the inner object, an inner attitude. It is readily understandable that this inner attitude, by reason of its extremely intimate and inaccessible nature, is far more difficult to discern than the outer attitude, which is immediately perceived by everyone. Nevertheless, it does not seem to me impossible to formulate it as a concept. All those allegedly accidental inhibitions, fancies, moods, vague feelings, and scraps of fantasy that hinder concentration and disturb the peace of mind even of the most normal man, and that are rationalized away as being due to bodily causes and suchlike, usually have their origin, not in the reasons consciously ascribed to them, but in perceptions of unconscious processes. Dreams naturally belong to this class of phenomena, and, as we all know, are often traced back to such external and superficial causes as indigestion, sleeping on one’s back, and so forth, in spite of the fact that these explanations can never stand up to searching criticism. The attitude of the individual in these matters is extremely varied. One man will not allow himself to be disturbed in the slightest by his inner processes – he can ignore them completely; another man is just as completely at their mercy – as soon as he wakes up some fantasy or other, or a disagreeable feeling, spoils his mood for the whole day; a vaguely unpleasant sensation puts the idea into his head that he is suffering from a secret disease, a dream fills him with gloomy forebodings, although ordinarily he is not superstitious. Others, again, have only periodic access to these unconscious stirrings, or only to a certain category of them. For one man they may never have reached consciousness at all as anything worth thinking about, for another they are a worrying problem he broods on daily. One man takes them as physiological, another attributes them to the behaviour of his neighbours, another finds in them a religious revelation.

These entirely different ways of dealing with the stirrings of the unconscious are just as habitual as the attitudes to the outer object. The inner attitude, therefore, is correlated with just as definite a functional complex as the outer attitude. People who, it would seem, entirely overlook their inner psychic processes no more lack a typical inner attitude than the people who constantly overlook the outer object and the reality of facts lack a typical outer one. In all the latter cases, which are by no means uncommon, the persona is characterized by a lack of relatedness, at times even a blind inconsiderateness, that yields only to the harshest blows of fate. Not infrequently, it is just these people with a rigid persona who possess an attitude to the unconscious processes which is extremely susceptible and open to influence. Inwardly they are as weak, malleable, and “soft-centred” as they are inflexible and unapproachable outwardly. Their inner attitude, therefore, corresponds to a personality that is diametrically opposed to the outer personality. I know a man, for instance, who blindly and pitilessly destroyed the happiness of those nearest to him, and yet would interrupt important business journeys just to enjoy the beauty of a forest scene glimpsed from the carriage window. Cases of this kind are doubtless familiar to everyone, so I need not give further examples.

[Soul as anima]

We can, therefore, speak of an inner personality with as much justification as, on the grounds of daily experience, we speak of an outer personality. The inner personality is the way one behaves in relation to one’s inner psychic processes; it is the inner attitude, the characteristic face, that is turned towards the unconscious. I call the outer attitude, the outward face, the persona; the inner attitude, the inward face, I call the anima. To the degree that an attitude is habitual, it is a well-knit functional complex with which the ego can identify itself more or less. Common speech expresses this very graphically: when a man has an habitual attitude to certain situations, an habitual way of doing things, we say he is quite another man when doing this or that. This is a practical demonstration of the autonomy of the functional complex represented by the habitual attitude: it is as though another personality had taken possession of the individual, as though “another spirit had got into him.” The same autonomy that very often characterizes the outer attitude is also claimed by the inner attitude, the anima. It is one of the most difficult educational feats to change the persona, the outer attitude, and it is just as difficult to change the anima, since its structure is usually quite as well-knit as the persona’s. Just as the persona is an entity that often seems to constitute the whole character of a man, and may even accompany him unaltered throughout his entire life, the anima is a clearly defined entity with a character that, very often, is autonomous and immutable. It therefore lends itself very readily to characterization and description.